Goldenrod Capital Advisors, LLC (Omaha)

Goldenrod Capital Advisors, LLC is a large advisory firm based in Omaha. It manages $108.85 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Nebraska.

Goldenrod Capital Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Goldenrod Capital Advisors: assets under management

The assets under management (AUM) of Goldenrod Capital Advisors, LLC is $108.85 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $108.85 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $54.42 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Goldenrod Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Goldenrod Capital Advisors serves?

The only and largest group of clients of Goldenrod Capital Advisors is pooled investment vehicles with 2 clients and $108.85 million of assets under management. Among the 11 most similar advisory firms, Goldenrod Capital Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $108.85 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Goldenrod Capital Advisors also advises several private funds. Namely, two real estate funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Goldenrod Capital Advisors, LLC

The company employs 9 people that are either part- or full-time employees. 11 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Zachary Allen Wiegert	Managing principal and managing member	1 Mar 2017	Other	7000565
Thomas Jon Meister	Chief operating officer	1 Mar 2017	Other	7000568
Llc Goldenrod Companies	Direct owner	1 Mar 2017	75% - 100%	27-1471434
Tracie Lynn Malesa	Chief compliance officer	1 Jul 2018	Other	7000569
Llc Goldenrod Ventures	Member & direct owner	1 Nov 2018	75% - 100%	83-3472090
Charles Edward Fuxa	Chief financial officer	1 Dec 2018	Other	7065218

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Zachary Allen Wiegert	Managing principal and managing member	1 Oct 2005	75% - 100%	7000565
Llc Goldenrod Companies	Member & direct owner	1 Nov 2018	75% - 100%	27-1471434

Based in Omaha

The principal office where Goldenrod Capital Advisors, LLC performs its advisory services is located at 10340 North 84 Th Street, Omaha, NE 68122, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-991-6925. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.