Phase Iii Advisory Services, Ltd is a large advisory firm based in Buffalo Grove. It manages $100.54 million of regulatory assets for 1,109 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Florida, Illinois, Texas, and Wisconsin.
Phase Iii Advisory Services provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Phase Iii Advisory Services, Ltd is $100.54 million. The firm's AUM has grown by 248% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Phase Iii Advisory Services, Ltd for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of John William Bever is individuals with 244 clients and $55.33 million of assets under management. Among the 14 most similar advisory firms, Phase Iii Advisory Services has the 3rd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $100.54 million for 274 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Phase Iii Advisory Services doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Phase Iii Advisory Services, Ltd performs its advisory services is located at 1110 W.Lake Cook Rd, Buffalo Grove, IL 60089, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 847-520-5545 or by fax 847-589-3308. The normal business hours are 8:30 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at phase3advisory.com.