Sirios Capital Management, L.P. (Boston)


Sirios Capital Management, L.P. is a large advisory firm based in Boston. It manages $2.21 billion of regulatory assets for 132 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Delaware, Florida, and 8 other states.

Sirios Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sirios Capital Management: assets under management

The assets under management (AUM) of Sirios Capital Management, L.P. is $2.21 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and $1.36 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.21 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $16.78 million each.
Sirios Capital Management has custody of $880.08 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sirios Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sirios Capital Management serves?

The firm provides services to investment companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Sirios Capital Management is pooled investment vehicles with 9 clients and $1.81 billion of assets under management. Among the 8 most similar advisory firms, Sirios Capital Management has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.21 billion for 131 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 5% of the firm’s clients are foreign persons or businesses.

Sirios Capital Management also advises several private funds. Namely, five hedge funds. The minimum investment commitment required of non-related persons ranges from $2,000,000 to $5,000,000.

Careers at Sirios Capital Management, L.P.

The company employs 25 people that are either part- or full-time employees. 68 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Francis Brennan Managing director of sirios capital management, l.p. 1 Jun 1999 75% - 100% 5044280
L.L.C. Sirios Associates General partner of sirios capital management, l.p. 1 Jun 1999 Other 043463071
Craig Stephen Foscaldo Chief operating officer, chief financial officer and chief compliance officer of sirios capital management, l.p. 1 Jun 1999 Other 5044283
John Thomas Durkin Head trader 1 Jun 1999 Other 1221599
L.P. Sirios Capital Management Sole shareholder of sirios capital singapore pte. ltd. 1 Feb 2011 75% - 100% 043463071
John Francis Brennan Director of sirios capital singapore pte. ltd. 1 Feb 2011 Other 5044280
Rishikesh P. Kothari Director of sirios capital singapore pte. ltd. 1 Feb 2011 Other 6023255
Jeffrey W. Kimmel Chief financial officer 1 Jun 2012 Other 6096969
Robert John Fitzpatrick Chief compliance officer 1 Mar 2014 Other 6186311
Allison M Smyth Chief financial officer 1 May 2018 Other 6956328
Llc Im Square Holding 3 Limited partner 1 May 2018 Other 83-0726088

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.L.C. Sirios Associates General partner of sirios capital management, l.p., the sole shareholder of sirios capital singapore pte. ltd. 1 Feb 2011 75% - 100% 043463071
Eurazeo Sa Parent 1 Apr 2014 75% - 100% 00-0000000
Legendre Holding 36 Holding company 1 Jun 2015 50% - 75% 00-0000000
Im Square Sas Parent 1 May 2018 75% - 100% 98-1277295

Based in Boston

The principal office where Sirios Capital Management, L.P. performs its advisory services is located at One International Place, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-598-5100 or by fax 617-598-5180. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at sirioslp.com.