Tradeking Advisors, Inc. is a multi-state adviser based in Charlotte. It manages $18 million of regulatory assets for 1,778 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 44 other states.
Tradeking Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tradeking Advisors, Inc. is $18 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 936% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Tradeking Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Richard John Hagen has been acting as President since 1 Apr 2014. Philip Andrew Claxton joined the executive team most recently as the Chief Compliance Officer.
The principal office where Tradeking Advisors, Inc. performs its advisory services is located at 11605 N Community House Road, Charlotte, NC 28277, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 855-880-2559 or by fax 866-699-0563. The normal business hours are 8 am to 6 pm et on Monday - Friday. You can find more information about the New York firm at tradeking.com.