Remy Investors & Consultants Incorporated (Los Angeles)


Remy Investors & Consultants Incorporated is a large advisory firm based in Los Angeles. It manages $243.42 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Remy Investors & Consultants Incorporated provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Remy Investors & Consultants Incorporated: assets under management

The assets under management (AUM) of Remy Investors & Consultants Incorporated is $243.42 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $243.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.13 million each.
Remy Investors & Consultants Incorporated has custody of $231.43 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 48% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 29% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 23% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Remy Investors & Consultants Incorporated for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mark Steven Siegel serves?

The firm provides services to charitable organizations, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Mark Steven Siegel is pooled investment vehicles with 3 clients and $231.43 million of assets under management. Among the 9 most similar advisory firms, Remy Investors & Consultants Incorporated has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $243.42 million for 10 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Remy Investors & Consultants Incorporated also advises several private funds. Namely, one hedge fund, one other private fund, and one private equity fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Remy Investors & Consultants Incorporated

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark Steven Siegel has been acting as President since 1 Mar 1993. Susan Akemi Tamaki joined the executive team most recently as the Consultant.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Steven Siegel President 1 Mar 1993 75% - 100% 4960220
Kenneth Neil Berns Consultant 1 Dec 1994 Other 1960064
Paul Lawrence Ollen Cco 1 Mar 1997 Other 4960235
Susan Akemi Tamaki Consultant 1 Jun 1998 Other 4960233

Based in Los Angeles

The principal office where Remy Investors & Consultants Incorporated performs its advisory services is located at 1801 Century Park East, Suite 1111, Los Angeles, CA 90067 2313, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-843-0050 or by fax 310-843-0010. The normal business hours are 8:30 a.m. to 5:30 p.m. on Monday - Friday.