Stoneridge Investment Partners LLC (Radnor)


Stoneridge Investment Partners LLC is a large advisory firm based in Radnor. It manages $332.36 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

Stoneridge Investment Partners provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and sub-advisory services to an investment adviser. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stoneridge Investment Partners: assets under management

The assets under management (AUM) of Stoneridge Investment Partners LLC is $332.36 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $332.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.16 million each.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 2% of the firm’s portfolio. Investments in government bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stoneridge Investment Partners LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Philip Herbert Brown serves?

The firm provides services to insurance companies, other investment advisers, pooled investment vehicles, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Philip Herbert Brown is pension and profit sharing plans with 7 clients and $189.16 million of assets under management. Among the 4 most similar advisory firms, Stoneridge Investment Partners has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $332.36 million for 15 clients. None of the firm’s clients are foreign persons or businesses.

Stoneridge Investment Partners doesn't advise any private funds.

Careers at Stoneridge Investment Partners LLC

The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Philip Herbert Brown has been acting as President since 1 Oct 1999. Joseph Edward Stocke has served as the Chief Investment Officer since 1 Oct 1999 and Steven Leroy Sanders is the Chief Executive Officer of Stoneridge Investment Partners LLC family office. Kimberly Ann Clarke joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Philip Herbert Brown President 1 Oct 1999 Other 1394949
Joseph Edward Stocke Chief investment officer 1 Oct 1999 Other 4378066
Daniel Cook Managing director 1 Oct 1999 Other 2402117
Lester Todd Rich Managing director 1 Oct 1999 Other 4378096
Christopher Allen Thorsheim Managing director 1 Oct 1999 Other 1974041
James Edward Minnick Designated manager 1 Oct 1999 Other 716204
Lp Highcrest Partners Member 1 Oct 1999 25% - 50% 94-3288660
Daniel Himes Cook Managing director 1 Oct 1999 Other 2402117
Llc Highcrest Capital Partners Member 1 Oct 1999 25% - 50% 95-4706384
Dennis Clayton Haynes Chief operating officer 1 Feb 2001 Other 4377557
Cynthia Ann Stains Chief operating officer 1 Sep 2002 Other 2534224
Holly Ann Butson Chief compliance officer 1 Mar 2004 Other 724115
Llc Beltraith Capital Member 1 May 2009 50% - 75% 26-4818657
Steven Leroy Sanders Chief executive officer 1 May 2009 Other 1238874
Donald Richard Caldwell Elected manager 1 May 2009 Other 4379928
Bennett Perry Lomax Elected manager 1 May 2009 Other 5669387
Osagie Olufela Imasogie Elected manager 1 May 2009 Other 4998610
Winston Irvin Lowe Elected manager 1 May 2009 Other 6929670
Pamela M Harper Chief compliance officer 1 May 2009 Other 2802400
Donald Caldwell Elected manager 1 May 2009 Other 4379928
Bennett Lomax Elected manager 1 May 2009 Other 5669387
Wayne O Leevy Chief financial officer 1 Jan 2010 Other 4068567
Lester Todd Rich Member 1 Apr 2011 Other 4378096
Wayne O Leevy Evp/coo and cfo 1 Dec 2013 Other 4068567
Marc D. Portlock Chief compliance officer 1 May 2014 Other 6466604
Carolyn Oakley Lowe Chief compliance officer 1 Jun 2015 Other 6546504
Kimberly Ann Clarke Chief compliance officer 1 Feb 2016 Other 6626710

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Highcrest Capital Partners Llc General partner 1 Aug 1999 Other 95-4802253
Lf Global Holdings Llc Limited partner 1 Aug 1999 25% - 50% 33-0775952
Lovell Minnick Partners Llc Sole managing member 1 Feb 2004 Other 20-0493456
Lovell Minnick Holdings Llc Sole managing member 1 Feb 2004 Other 20-0498914
Jeffrey Dale Lovell Co-managing member 1 Feb 2004 50% - 75% 1095362
James Edward Minnick Co-managing member 1 Feb 2004 25% - 50% 716204
Pamela Mae Harper Elected manager 1 May 2009 Other 2802400
Wayne O Leevy Elected manager 1 May 2009 Other 4068567

Based in Radnor

The principal office where Stoneridge Investment Partners LLC performs its advisory services is located at 201 King Of Prussia Road, Radnor, PA 19087, which is also the mailing address of the firm. An additional office of the firm is in Kennett Square, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-254-5400 or by fax 610-647-5973. The normal business hours are 8:00a.m. to 6:00p.m. on Monday - Friday. You can find more information about the New York firm at stoneridgeinvestments.com.