Barclays Global Fund Advisors (San Francisco)


Barclays Global Fund Advisors is a large advisory firm based in San Francisco. It manages $296.82 billion of regulatory assets for 193 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Delaware, Maryland, and Massachusetts.

Barclays Global Fund Advisors provides portfolio management for investment companies and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Barclays Global Fund Advisors: assets under management

The assets under management (AUM) of Barclays Global Fund Advisors is $296.82 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 665% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $296.82 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.54 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Barclays Global Fund Advisors for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Barclays Global Fund Advisors

Blake Randal Grossman has been acting as President since 1 Jul 2002. Laurence Douglas Fink joined the executive team most recently as the Chief Executive Officer & Chairman.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
N.A. Barclays Global Investors Sole shareholder of applicant 1 Jan 1996 75% - 100% 94-3112180
Joanne Trimble Medero Secretary 1 Jan 1996 Other 2786719
N.A. Blackrock Institutional Trust Company Sole shareholder of applicant 1 Jan 1996 75% - 100% 94-3112180
Garrett Frank Bouton Ceo, director, chairman 1 Oct 1996 Other 2948966
Theda R Haber Assistant secretary 1 Jun 1997 Other 2948967
Andrea Maria Zulberti Chief administrative officer 1 Aug 1998 Other 735335
Terri Lynn Slane Assistant secretary 1 Jan 1999 Other 3133346
Lois Jean Towers Compliance officer 1 Jun 1999 Other 1054396
Patricia Cecile Dunnjahnke Director, managing director 1 Jun 2000 Other 1736103
Alison Davis Chief financial officer 1 Jun 2000 Other 4336663
Schyrl Jean Hinrichs Chief fiduciary officer 1 Jun 2000 Other 4336673
Blake Randal Grossman Director 1 Jul 2002 Other 2215969
Francis Sean Ryan Chief financial officer 1 Oct 2002 Other 4118746
Andrew Graham Skirton Director 1 Oct 2002 Other 4590804
Richard Thomas Ricci Director and chief operating officer 1 Mar 2003 Other 2575976
Lois Jean Towers Chief compliance officer 1 Oct 2004 Other 1054396
Rohit Bhagat Director and chief operating officer 1 Oct 2005 Other 5068196
Lee Thomas Kranefuss Director 1 Oct 2005 Other 4053969
Charles Choon Sik Park Chief compliance officer 1 Aug 2006 Other 2704483
Theda R Haber Secretary 1 Oct 2006 Other 2948967
Theda R Haber Assistant secretary 1 Oct 2007 Other 2948967
Michael Lee Crowl Secretary 1 Oct 2007 Other 5464806
Chris Mccrum Chief financial officer 1 Mar 2008 Other 5504775
Anthony Alexander Spinale Chief financial officer 1 Aug 2008 Other 1748422
Laurence Douglas Fink Chief executive officer & chairman 1 Dec 2009 Other 830137
Robert Steven Kapito President & director 1 Dec 2009 Other 728399
Robert Peter Connolly General counsel, secretary, & managing director 1 Dec 2009 Other 2024363
Ann Marie Petach Chief financial officer & managing director 1 Dec 2009 Other 5569378
Susan Lynne Wagner Vice chairman & co-chief operating officer 1 Dec 2009 Other 1310482
Charles Shaul Hallac Vice chairman & co-chief operating officer 1 Dec 2009 Other 1523213

Indirect Owners

The SEC currently registers 15 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Blackrock Financial Management Sole member 1 Oct 1994 75% - 100% 13-3806691
Barclays California Corporation ("Barcal") Sole shareholder of barclays global investors, n.a. 1 Jan 1996 75% - 100% 94-3235408
Barclays Usa Inc. Sole shareholder of barcal 1 Jan 1996 75% - 100% 13-3249618
Barclays Plc Sole shareholder of barclays bank plc 1 Jan 1996 75% - 100% 99-9999999
Barclays Global Investors Uk Holdings Limited Sole shareholder of barclays usa, inc. 1 Jan 2000 75% - 100% 99-9999999
Barclays Bank Plc Sole shareholder of barclays global investors uk holdings limited 1 Jan 2000 75% - 100% 13-4942190
Barclays Global Investors Uk Holdings Limited Sole shareholder of barclays california corporation 1 Jan 2004 75% - 100% 99-9999999
Inc. Blackrock Sole shareholder 1 Sep 2006 75% - 100% 32-0174431
Inc. Blackrock Holdco 2 Sole shareholder 1 Sep 2006 75% - 100% 68-0635711
Barclays Global Investors Uk Holdings Limited Sole shareholder of barclays global investors finance limited 1 Jan 2007 75% - 100% 99-9999999
Barclays Global Investors Finance Limited Sole shareholder of barclays california corporation 1 Jan 2007 75% - 100% 99-9999999
Llc Blackrock Holdco 4 Sole member 1 Sep 2009 75% - 100% 27-1438207
Llc Blackrock Holdco 5 Sole member of 100% preferred interests 1 Sep 2009 Other 27-1438320
Llc Blackrock Holdco 6 Sole shareholder 1 Sep 2009 75% - 100% 27-1438468
Blackrock Delaware Holding Inc. Sole shareholder 1 Sep 2009 75% - 100% 27-1037825

Based in San Francisco

The principal office where Barclays Global Fund Advisors performs its advisory services is located at 400 Howard Street, San Francisco, CA 94105, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 415-670-2000 or by fax 415-618-5014. The normal business hours are 7:30am to 5:30pm on Monday - Friday.