Greenberg Financial Group is a large advisory firm based in Tucson. It manages $194.03 million of regulatory assets for 991 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona and Florida.
Greenberg Financial Group provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, educational seminars and workshops, and portfolio reviews. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Greenberg Financial Group is $194.03 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 175% since the beginning of its operation, and $355.45 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Greenberg Financial Group for their services and products based on a percentage of assets under management, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Dean Steven Greenberg is individuals with 954 clients and $141.35 million of assets under management. Among the 9 most similar advisory firms, Greenberg Financial Group has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $194.03 million for 991 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Greenberg Financial Group doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Dean Steven Greenberg has been acting as President since 1 Jan 1995. Susan Jane Maxwell joined the executive team most recently as the Chief Compliance Officer.
The principal office where Greenberg Financial Group performs its advisory services is located at 4511 N Campbell Ave #255, Tucson, AZ 85718 6423, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 520-544-4909 or by fax 520-544-0640. The normal business hours are 6:30am - 3:30pm mst on Monday - Friday. You can find more information about the New York firm at greenbergfinancial.com.