Embree Financial Group is a large advisory firm based in Chicago. It manages $1 billion of regulatory assets for 423 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Illinois.
Embree Financial Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Embree Financial Group is $1 billion. The firm's AUM has grown by 186% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Embree Financial Group for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Embree Financial Group is high net worth individuals with 336 clients and $352.31 million of assets under management. Among the 5 most similar advisory firms, Embree Financial Group has the 2nd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $352.31 million for 336 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Embree Financial Group doesn't advise any private funds.
The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Embree Financial Group performs its advisory services is located at 440 N Wells St, Chicago, IL 60654, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-527-5565 or by fax 312-527-5591. The normal business hours are 8:00am-6:00pm on Monday - Friday. You can find more information about the New York firm at embreefinancialgroup.com.