The Magnolia Group, LLC (Omaha)


The Magnolia Group, LLC is a large advisory firm based in Omaha. It manages $726.55 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Nebraska.

The Magnolia Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Magnolia Group: assets under management

The assets under management (AUM) of The Magnolia Group, LLC is $726.55 million. The firm's AUM has grown by 384% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $662.9 million in discretionary accounts and $63.65 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $220.97 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $31.82 million.
The Magnolia Group has custody of $662.9 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Magnolia Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients The Magnolia Group serves?

The only and largest group of clients of The Magnolia Group is pooled investment vehicles with 3 clients and $566.19 million of assets under management. Among the 10 most similar advisory firms, The Magnolia Group has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $566.19 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

The Magnolia Group also advises several private funds. Namely, two hedge funds and one real estate fund. The minimum investment commitment required of non-related persons ranges from $0 to $2,000,000.

Careers at The Magnolia Group, LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Adam Kenneth Peterson Managing member 1 Apr 2014 75% - 100% 5389061
Peter Karl Lindmark Chief compliance officer 1 Aug 2014 Other 4867926

Based in Omaha

The principal office where The Magnolia Group, LLC performs its advisory services is located at 1411 Harney Street, Omaha, NE 68102, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-509-8456. The normal business hours are 8:00 to 5:30 on Monday - Friday.