Sowa Financial Group Inc is a large advisory firm based in Lincoln. It manages $231.39 million of regulatory assets for 1,333 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, Maine, and 5 other states.
Sowa Financial Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and see schedule d. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sowa Financial Group Inc is $231.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 128% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Sowa Financial Group Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Sowa Financial Group is individuals with 576 clients and $159.82 million of assets under management. Among the 11 most similar advisory firms, Sowa Financial Group has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $231.39 million for 618 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sowa Financial Group doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Sowa Financial Group Inc performs its advisory services is located at 14 Breakneck Hill Road, Lincoln, RI 02865, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 401-434-8090 or by fax 401-434-8360. The normal business hours are 9 to 5 on Monday - Friday. You can find more information about the New York firm at sowafinancial.com.