Ironwood Capital Advisors Iii LLC is a large advisory firm based in Avon. It manages $729.71 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.
Ironwood Capital Advisors Iii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ironwood Capital Advisors Iii LLC is $729.71 million. The firm's AUM has grown by 48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ironwood Capital Advisors Iii LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Marc Andrew Reich is pooled investment vehicles with 13 clients and $729.71 million of assets under management. Among the 9 most similar advisory firms, Ironwood Capital Advisors Iii has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $729.71 million for 13 clients. None of the firm’s clients are foreign persons or businesses.
Ironwood Capital Advisors Iii also advises several private funds. Namely, ten private equity funds. The minimum investment commitment required of non-related persons is $1 for each fund.
The company employs 19 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Marc Andrew Reich has been acting as President since 1 Jun 2011. Carolyn Cusworth Galiette has served as the Chief Investment Officer since 1 Jun 2011. Dickson Suit joined the executive team most recently as the Member/Membership Interests.
The principal office where Ironwood Capital Advisors Iii LLC performs its advisory services is located at 45 Nod Road, Avon, CT 06001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-409-2100 or by fax 860-409-2120. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at ironwoodcap.com and its LinkedIn profile.