Rock Creek Wealth Planners And Advisors LLC (Silver Spring)

Name: Rock Creek Wealth Planners And Advisors LLC
Address: 8607 Cedar St., Silver Spring, MD, 20910
Telephone: 202-899-1400

Rock Creek Wealth Planners And Advisors LLC is a multi-state adviser based in Silver Spring. It manages $8.77 million of regulatory assets for 81 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, Colorado, Delaware, and 16 other states.

Rock Creek Wealth Planners And Advisors provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rock Creek Wealth Planners And Advisors: assets under management

The assets under management (AUM) of Rock Creek Wealth Planners And Advisors LLC is $8.77 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $8.77 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $108.24 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is investment and business development companies, which make up 43% of the firm’s portfolio. Investments in government bonds form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rock Creek Wealth Planners And Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rock Creek Wealth Planners And Advisors serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Rock Creek Wealth Planners And Advisors is high net worth individuals with 3 clients and $6.96 million of assets under management. Among the 3 most similar advisory firms, Rock Creek Wealth Planners And Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $8.77 million for 31 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Rock Creek Wealth Planners And Advisors doesn't advise any private funds.

Careers at Rock Creek Wealth Planners And Advisors LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lewis D Baker	Managing member/chief compliance officer	1 Mar 2019	75% - 100%	2543651

Based in Silver Spring

The principal office where Rock Creek Wealth Planners And Advisors LLC performs its advisory services is located at 8607 Cedar St., Silver Spring, MD 20910, which is also the mailing address of the firm. An additional office of the firm is in Jackson, MS. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-899-1400. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at rockcreekwealth.com/.