Mwm 1835, LLC (La Jolla)


Mwm 1835, LLC is an adviser based in La Jolla. It manages $22.27 million of regulatory assets for 57 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

Mwm 1835 provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mwm 1835: assets under management

The assets under management (AUM) of Mwm 1835, LLC is $22.27 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $22.27 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $390.78 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mwm 1835, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
William M Malloy Co-trustee 1 Dec 2010 50% - 75% 5033582
Shenell S Malloy Co-trustee 1 Dec 2010 50% - 75% 6277553
Tyler Investment Trust Managing member 1 Nov 2013 Other xxx-xx-xxxx
Dunham Trust Company Trustee 1 Nov 2013 Other 45-0980945
Brian T Nugent Beneficiary 1 Nov 2013 75% - 100% 6290519

Based in La Jolla

The principal office where Mwm 1835, LLC performs its advisory services is located at 1268 Prospect Street, La Jolla, CA 92037, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 855-696-1835. The normal business hours are 8:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at themwmgroup.com.