Fuller & Thaler Asset Management Inc is a large advisory firm based in San Mateo. It manages $7.28 billion of regulatory assets for 1,328 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Fuller & Thaler Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fuller & Thaler Asset Management Inc is $7.28 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 397% since the beginning of its operation, and $8.66 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Fuller & Thaler Asset Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Russell Jay Fuller is investment companies with 7 clients and $5.62 billion of assets under management. Among the 8 most similar advisory firms, Fuller & Thaler Asset Management has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $7.27 billion for 1,318 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Fuller & Thaler Asset Management doesn't advise any private funds.
The company employs 21 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Russell Jay Fuller has been acting as President since 1 Apr 1993. Yining Tung joined the executive team most recently as the Board Member/Partner/Head Of Risk Management & Investment Process Analyst.
The principal office where Fuller & Thaler Asset Management Inc performs its advisory services is located at 411 Borel Avenue, San Mateo, CA 94402, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 650-931-1500 or by fax 650-931-1501. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at fullerthaler.com.