Rockbay Capital Management, LP (New York)


Rockbay Capital Management, LP is a large advisory firm based in New York. It manages $574.41 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New York.

Rockbay Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rockbay Capital Management: assets under management

The assets under management (AUM) of Rockbay Capital Management, LP is $574.41 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $574.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $95.73 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rockbay Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rockbay Capital Management, LP

Tamara King Stark joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dennis Henri Javer Chief financial officer 1 Sep 2002 Other 5059145
Atul Chandra Khanna Chief executive officer 1 Sep 2002 75% - 100% 4380014
Jonathan Avery Baron Senior managing director 1 Sep 2002 Other 2037403
George Percy Chang General counsel & chief compliance officer 1 Jul 2005 Other 5059132
Llc Rcm Advisors General partner 1 Jan 2006 Other 84-1696080
Inc. Rockbay Capital Advisors Limited partner 1 Jan 2006 Other 16-1628336
Tamara King Stark Chief compliance officer 1 Oct 2006 Other 2646709

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Atul Chandra Khanna Manager 1 Jan 2006 75% - 100% 4380014

Based in New York

The principal office where Rockbay Capital Management, LP performs its advisory services is located at 600 Fifth Avenue, 24 Th Floor, New York, NY 10020 2310, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-332-4220 or by fax 212-332-4224. The normal business hours are 8:00am - 6:00pm on Monday - Friday. You can find more information about the New York firm at www.rockbay.com.