Ldr Capital Management, LLC (New York)


Ldr Capital Management, LLC is a large advisory firm based in New York. It manages $473.52 million of regulatory assets for 67 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Florida, Georgia, and 3 other states.

Ldr Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ldr Capital Management: assets under management

The assets under management (AUM) of Ldr Capital Management, LLC is $473.52 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 594% since the beginning of its operation, and $946.03 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $473.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.07 million each.
Ldr Capital Management has custody of $231.81 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ldr Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ldr Capital Management serves?

The firm provides services to charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Ldr Capital Management is pooled investment vehicles with 2 clients and $231.81 million of assets under management. Among the 6 most similar advisory firms, Ldr Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $473.52 million for 67 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Ldr Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Ldr Capital Management, LLC

The company employs 8 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lawrence David Raiman Chief executive officer, president, managing member, portfolio manager 1 Oct 2011 75% - 100% 2170214
Carol Ann Hutchings Chief compliance officer and controller 1 Oct 2011 Other 2409823
Marc Harris Sulam Member 1 Jan 2012 Other 1147869
Greg Lee Cox Co-portfolio manager 1 Jan 2013 Other 823858
James Walter Ancey Chief compliance officer and chief operating officer 1 Apr 2015 Other 1258268
Jennifer Zhen Huang Portfolio manager 1 Dec 2017 Other 4827546

Based in New York

The principal office where Ldr Capital Management, LLC performs its advisory services is located at 410 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Austin, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-927-5800 or by fax 646-927-5815. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at ldrcapitalmgmt.com.