Voss Capital LLC (Houston)

Name: Voss Capital LLC
Address: 3773 Richmond Avenue, Houston, TX, 77046
Telephone: 832-519-9427

Voss Capital LLC is a large advisory firm based in Houston. It manages $194.92 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Texas.

Voss Capital provides portfolio management for pooled investment vehicles and trading adviser to pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Voss Capital: assets under management

The assets under management (AUM) of Voss Capital LLC is $194.92 million. The firm's AUM has grown by 38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $130.51 million in discretionary accounts and $64.42 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $130.51 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $64.42 million.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Voss Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Voss Capital serves?

The only and largest group of clients of Voss Capital is pooled investment vehicles with 1 clients and $130.51 million of assets under management. Among the 7 most similar advisory firms, Voss Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $130.51 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Voss Capital also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Voss Capital LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Travis Cocke	Manager / chief investment officer	1 Aug 2011	75% - 100%	5971684
Kelli A Walter	Chief operating officer / chief compliance officer	1 Dec 2017	Other	5818609

Based in Houston

The principal office where Voss Capital LLC performs its advisory services is located at 3773 Richmond Avenue, Houston, TX 77046, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 832-519-9427. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at twitter.com/capitalvoss.