Duff Capital Advisors LP (Greenwich)

Name: Duff Capital Advisors LP
Address: 100 Field Point Road, Greenwich, CT, 06830
Telephone: 203-742-5200

Duff Capital Advisors LP is a large advisory firm based in Greenwich. It manages $80 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Connecticut.

Duff Capital Advisors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Duff Capital Advisors: assets under management

The assets under management (AUM) of Duff Capital Advisors LP is $80 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $80 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.67 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Duff Capital Advisors LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Duff Capital Advisors LP

Eileen K Murray has been acting as President since 1 Oct 2007. Robin N/A Roger joined the executive team most recently as the General Counsel And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robson Ventures Limited Liability Company	Partner	1 Dec 2006	Other	20-8242632
Philip Nicholas Duff	Ceo	1 Jan 2007	Other	1925243
Eileen K Murray	President	1 Oct 2007	Other	1830917
Duff Capital Advisors General Partners Limited Liability Company	Partner	1 Oct 2007	Other	26-1440717
Eileen Katherine Murray	President	1 Oct 2007	Other	1830917
Perry Poulos	Cfo, coo	1 Nov 2007	Other	1919957
Lg Duff Limited Liabilty Company	Partner	1 Nov 2007	75% - 100%	26-1515517
Perry N/A Poulos	Cfo, coo	1 Nov 2007	Other	1919957
Robin Roger	Chief compliance officer, general counsel	1 Mar 2008	Other	2018811
Robin N/A Roger	Chief compliance officer, general counsel	1 Mar 2008	Other	2018811
Charles Lerner	Chief compliance officer	1 Jun 2008	Other	5115759
Robin N/A Roger	General counsel and chief compliance officer	1 Dec 2008	Other	2018811

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lindsay Goldberg & Bessemer General Partner Ii Limited Liability Company	General partner	1 Jul 2006	Other	20-5182337
Lindsay Goldberg And Bessemer Ii Aiv Limited Partner	Partner	1 Apr 2007	25% - 50%	26-1515517

Based in Greenwich

The principal office where Duff Capital Advisors LP performs its advisory services is located at 100 Field Point Road, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-742-5200 or by fax 203-422-2461. The normal business hours are 8 am- 6 pm on Monday - Friday. You can find more information about the New York firm at www.duffca.com.