Sterling Stamos Capital Management, L.P. (New York)

Name: Sterling Stamos Capital Management, L.P.
Address: 450 Park Avenue, New York, NY, 10022
Telephone: 212-287-2800

Sterling Stamos Capital Management, L.P. is a large advisory firm based in New York. It manages $6.6 billion of regulatory assets for 54 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, New York, and North Carolina.

Sterling Stamos Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and advise private investment funds and managed accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sterling Stamos Capital Management: assets under management

The assets under management (AUM) of Sterling Stamos Capital Management, L.P. is $6.6 billion. The firm's AUM has grown by 316% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.01 billion in discretionary accounts and $4.59 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $42.74 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $656.39 million.

Sterling Stamos Capital Management has custody of $2.01 billion in cash and securities for 46 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sterling Stamos Capital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sterling Stamos Capital Management, L.P.

Peter S Stamos has been acting as President since 1 Jun 2002. Zewditu Menelik joined the executive team most recently as the Limited Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter S Stamos	Chief executive officer/chairman	1 Jun 2002	25% - 50%	4958302
Spiro Stamos	Chief administrative officer	1 Jun 2002	Other	4958318
Ashok Bhushan Chachra	Senior portfolio manager	1 Jun 2002	Other	2510124
Kevin Jun Okimoto	Client relationship partner	1 Jun 2002	Other	4395833
L.L.C. Sterling Stamos Capital Management Gp	General partner	1 Jun 2002	Other	20-0080341
Basil Paul Stamos	Limited partner	1 Jun 2002	Other	4962756
Daniel Iwao Okimoto	Limited partner	1 Jun 2002	Other	4967853
L.L.C. Stamos Capital Partners Gp	General partner	1 Jun 2002	Other	20-0080341
Christopher Stamos	Managing partner of new york office	1 Nov 2003	Other	4958317
Sterling Sp Management Llc	Limited partner	1 Dec 2003	50% - 75%	20-0431643
Kevin Barcelona	Chief financial officer	1 Apr 2004	Other	4958307
Jeremy Glaser	Chief compliance officer/general counsel	1 Feb 2005	Other	4958313
Dave Hood	Managing director	1 Jun 2005	Other	5119875
Michael Joseph Kastner	Managing director	1 Jun 2005	Other	1970072
Jared Adam Kanover	Chief compliance officer/general counsel	1 Jul 2005	Other	5002318
Michael Darby	Managing director	1 Feb 2006	Other	5119791
John Dewitt Shuck	Managing director	1 May 2006	Other	5147573
Catherine Anne Tse	Managing director	1 Apr 2007	Other	3116982
John Lee	Managing director	1 Apr 2007	Other	2609026
Joanna Strober	Managing director	1 Jun 2007	Other	5511245
Richard Warren Stockton	Managing director	1 Jun 2007	Other	2963585
Inc. Merrill Lynch L.P. Holdings	Limited partner	1 Jul 2007	50% - 75%	13-3408201
Deanna Eve Ho	Managing director	1 Aug 2007	Other	3237064
Deanna Eve Ho Montgomery	Managing director	1 Aug 2007	Other	3237064
Steven Henry Boyd	Managing director	1 Jan 2008	Other	2645295
Victoria Paige Bailey	Managing director	1 Feb 2008	Other	4499557
Jeff Soukup	Managing director	1 Apr 2008	Other	5649527
Mark Gordon Thompson	Managing director	1 Jul 2008	Other	4432497
Janice Tzwei Yu	Managing director	1 Jul 2008	Other	4850525
Hsian Chao Winter	Managing director	1 Jul 2008	Other	2782371
Carolyn Nangsook Choi	Managing director	1 Aug 2008	Other	4072439
Supriya Batra	Managing director	1 Jan 2009	Other	4568291
Ashok Vadrevu Raju	Managing director	1 Jan 2009	Other	4588739
Kristina Brenner	Managing director	1 Jan 2009	Other	5757138
Michael A. Chisek	Chief investment officer and co-managing partner	1 Apr 2009	Other	5698375
Rohit Kumar	Chief risk officer and senior partner	1 Jul 2009	Other	5756175
Janine Michelle Ruvolo	Managing director	1 Jul 2009	Other	4749058
Bongseok Choi	Managing director	1 Jan 2010	Other	2887121
Binu George	Managing director	1 Jan 2010	Other	5759058
Josh Shapiro	Head of risk management and partner	1 Jun 2010	Other	5835234
Edmund F Hannon	Partner	1 Jun 2010	Other	1423669
Bruce Shevlin Pflaum	Managing director	1 Jul 2010	Other	5002045
Jonathan Mandle	Managing director	1 Jul 2010	Other	5835228
Zewditu Menelik	Managing director	1 Sep 2010	Other	5530946
Jason Christopher Cipriani	Partner	1 Sep 2010	Other	4891736
John Arthur Fulton	Managing director	1 Sep 2010	Other	5574818
Matthew Dane Frymier	President and senior partner	1 Oct 2010	Other	2084781
Ron B. Johnson	Limited partner	1 May 2011	Other	6090055
Myron Samuel Scholes	Senior adviser	1 Jul 2011	Other	2231202
Allyson Rachel Kaufman	Managing director	1 Jan 2012	Other	4864112
Zewditu Menelik	Limited partner	1 Jan 2013	Other	5530946
Joshua A Rezak	Managing director	1 Jan 2013	Other	2924478

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Merrill Lynch & Co.	Shareholder	1 May 1973	75% - 100%	13-2740599
Pierce Fenner & Smith Incorporated Merrill Lynch	Shareholder	1 Mar 1987	75% - 100%	7691
Bank Of America Corporation	Shareholder	1 Dec 2008	75% - 100%	56-0906609

Based in New York

The principal office where Sterling Stamos Capital Management, L.P. performs its advisory services is located at 450 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Menlo Park, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-287-2800 or by fax 212-287-2900. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.sterlingstamos.com.