Katahdin Capital, LLC (New York)

Katahdin Capital, LLC is a large advisory firm based in New York. It manages $161.81 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Katahdin Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Katahdin Capital: assets under management

The assets under management (AUM) of Katahdin Capital, LLC is $161.81 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 709% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $161.81 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.45 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Katahdin Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Katahdin Capital, LLC

Patricia Jeanette Coronado joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mitchell Edward Cantor	Chief executive officer	1 May 2001	75% - 100%	1272456
Andrea Cantor	Member	1 Dec 2002	Other	13-7354090
Hallie Cantor	Member	1 Dec 2002	Other	13-7354091
Lauren W. Cantor Trustee U/A Dtd. 12/31/02 F/B/O Andrea Cantor	Member	1 Dec 2002	Other	13-7354090
Lauren W. Cantor Trustee U/A Dtd. 12/31/02 F/B/O Hallie M. Cantor	Member	1 Dec 2002	Other	13-7354091
Patricia Jeanette Coronado	Member	1 Jan 2004	Other	2465284
Mikhail Munenzon	Chief compliance officer	1 Oct 2004	Other	4916912
Patricia Jeanette Coronado	Member	1 Jan 2006	Other	2465284

Based in New York

The principal office where Katahdin Capital, LLC performs its advisory services is located at 540 Madison Ave, Suite 30 A, New York, NY 10022 3213, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.