The Robinson Humphrey Company, LLC (Atlanta)

Name: The Robinson Humphrey Company, LLC
Address: 3333 Peachtree Rd, Ne, Atlanta, GA, 30326
Telephone: 404-266-6000

The Robinson Humphrey Company, LLC is a large advisory firm based in Atlanta. It manages $1.38 billion of regulatory assets for 8,469 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 38 other states.

The Robinson Humphrey Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Robinson Humphrey Company: assets under management

The assets under management (AUM) of The Robinson Humphrey Company, LLC is $1.38 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $163.42 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Robinson Humphrey Company, LLC for their services and products based on a percentage of assets under management, subscription fees, fixed fees, commissions, and performance-based fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Robinson Humphrey Company, LLC

Charles William Scharf has been acting as President since 1 Sep 1996. Michael Joseph Day joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Leon Jon Borchers	Executive vice president and director	1 Aug 1973	Other	26075
George Bunch Clements	Senior vice president and director	1 May 1982	Other	48542
Robert James Glenn	Executive vice president and director	1 May 1982	Other	223045
Francis Moffitt Jr Traynor	Senior vice president and director	1 May 1982	Other	449006
Lawson Shadburn Yow	Senior vice president and director	1 May 1982	Other	475380
Thomas Joseph Asher	Executive vice president and director	1 May 1983	Other	8091
Henry Woodruff Jr Swift	Senior vice president and director	1 Mar 1988	Other	441328
John Conrad Jr Zimmerman	Senior vice president and director	1 Mar 1988	Other	476714
Jon Wilton Kilgore	Executive vice president and director	1 Apr 1989	Other	810123
Robert Church King	Executive vice president and director	1 May 1993	Other	719884
James Arthur Oneill	Executive vice president and director	1 May 1993	Other	803976
Reese Mcgregor Iii Stidham	Senior vice president and director	1 May 1993	Other	808174
Kevin Leo Murphy	Srop	1 Mar 1994	Other	1146644
Virginia A Sordipreite	Crop	1 Oct 1995	Other	2007039
Charles William Scharf	Director	1 Sep 1996	Other	2123345
Jerome Daly Jr Sands	Chairman of the board	1 Jan 1997	Other	410424
Thomas Kit Tracy	Chief executive officer, vice chairman and director	1 Jan 1997	Other	448733
Kirby Jude Kuklenski	Executive vice president and director	1 May 1997	Other	732315
Gerard Joseph Omeara	Executive vice president and director	1 May 1997	Other	xxx-xx-xxxx
Milton Marvin Jr Woodruff	Executive vice president and director	1 May 1997	Other	1405615
Jeannie Bird Wright	Executive vice president and director	1 May 1997	Other	2657084
Mark Alan Chancy	Chief financial officer, senior vice president and director	1 May 1998	Other	2478714
William Ashby Iii Jump	Executive vice president and director	1 May 1998	Other	862941
Charles Harris Ogburn	Senior managing director and director	1 May 1998	Other	xxx-xx-xxxx
William Techumsch Sherman	Senior managing director and director	1 May 1998	Other	2478675
Salomon Smith Barney Inc.	Owner	1 Sep 1998	75% - 100%	7059
Roderick A Dowling	President and director	1 May 2000	Other	2053082
David Cannon Prince	General counsel, corporate secretary and director of compliance	1 May 2000	Other	xxx-xx-xxxx
Kip Reed Caffey	Managing director and director	1 May 2000	Other	xxx-xx-xxxx
Harold Scott Collins	Executive vice president and director	1 May 2000	Other	xxx-xx-xxxx
Anthony Richard Jr Janiak	Director	1 May 2000	Other	xxx-xx-xxxx
Kevin Joseph Dunn	Senior managing director and director	1 May 2000	Other	xxx-xx-xxxx
David Hall Gray	Managing director and director	1 May 2000	Other	xxx-xx-xxxx
H.Wayne Wayne Hutton	Director	1 May 2000	Other	xxx-xx-xxxx
Hollis Keith Winn	Executive vice president and director	1 May 2000	Other	xxx-xx-xxxx
Michelle Marie Morgan	Crop	1 May 2001	Other	2413332
Anthony Richard Jr Janiak	Chief executive officer	1 Jul 2001	Other	xxx-xx-xxxx
Michael Joseph Day	Chief financial officer	1 Jul 2001	Other	2344142
Virginia A Sordipreite	Chief compliance officer	1 Jul 2001	Other	2007039

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Citigroup Inc. (Formerly Travelers Group Inc.)	Sole shareholder	1 Nov 1997	75% - 100%	52-1568099
Salomon Brothers Holding Company Inc.	100% shareholder	1 Sep 1998	75% - 100%	13-3062695
Inc. Salomon Smith Barney Holdings	100% shareholder	1 Sep 1998	75% - 100%	22-1660266

Based in Atlanta

The principal office where The Robinson Humphrey Company, LLC performs its advisory services is located at 3333 Peachtree Rd, Ne, Atlanta, GA 30326 The mailing address of the firm is 333 West 34 Th Street, New York, NY 10001. An additional office of the firm is in Durham, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-266-6000 or by fax 404-266-6029. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.robinsonhumphrey.com.