Schroeder, Braxton & Vogt Inc. (Amherst)
Schroeder, Braxton & Vogt Inc. is a large advisory firm based in Amherst. It manages $261.07 million of regulatory assets for 514 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Colorado, Florida, and 10 other states.
Schroeder, Braxton & Vogt provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
Schroeder, Braxton & Vogt: assets under management
The assets under management (AUM) of Schroeder, Braxton & Vogt Inc. is $261.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 236% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Schroeder, Braxton & Vogt Inc. for their services and products based on a percentage of assets under management, hourly charges, subscription fees, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Careers at Schroeder, Braxton & Vogt Inc.
Rosanne Marie Braxton has been acting as President since 1 Jul 2008. Michael Clark Heburn joined the executive team most recently as the Chief Operating Officer/Chief Compliance Officer.
Direct owners and executive officers
Based in Amherst
The principal office where Schroeder, Braxton & Vogt Inc. performs its advisory services is located at 1412 Sweet Home Road, Amherst, NY 14228, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 716-634-6113 or by fax 716-810-9445. The normal business hours are 8:30a.m.- 5p.m. on Monday - Friday. You can find more information about the New York firm at sbvfinancial.com.
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