3000 Management, Inc. (San Francisco)

Name: 3000 Management, Inc.
Address: 2269 Chestnut Street #621, San Francisco, CA, 94123
Telephone: 415-283-4300

3000 Management, Inc. is a large advisory firm based in San Francisco. It manages $989.95 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.

3000 Management provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

3000 Management: assets under management

The assets under management (AUM) of 3000 Management, Inc. is $989.95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 375% since the beginning of its operation, and $437.71 million of the total AUM is attributable to clients outside of the United States.

The firm manages $989.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $109.99 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 3000 Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bryon T Sheets serves?

The only and largest group of clients of Bryon T Sheets is pooled investment vehicles with 9 clients and $989.95 million of assets under management. Among the 8 most similar advisory firms, 3000 Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $989.95 million for 9 clients. 44% of the firm’s clients are foreign persons or businesses.

3000 Management also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at 3000 Management, Inc.

The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Bryon T Sheets has been acting as President since 1 Jan 2007. Randall Clay Schwed joined the executive team most recently as the Chief Executive Officer, President, Chief Compliance Officer, Secretary And Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Iii David E. Park	Manager	1 Jul 1995	25% - 50%	4362627
Philip J Jensen	Chief financial officer, manager	1 Jun 2001	Other	4521294
Inc. Paul Capital Advisors	Shareholder	1 May 2002	75% - 100%	77-0500592
Philip J Jensen	Chief financial officer and director	1 May 2002	Other	4521294
David Arthur York	Chief compliance officer and director	1 May 2002	Other	1303720
L.L.C. Paul Capital Advisors	Shareholder	1 Sep 2004	75% - 100%	20-0846452
Gregory Bailey Brown	Chief executive officer and director	1 Jan 2005	Other	2330935
Carroll H Archibald	Chief compliance officer	1 Sep 2006	Other	4363194
Lionel Leventhal	Chief executive officer and president	1 Oct 2006	Other	1383612
Bryon T Sheets	Director	1 Jan 2007	Other	4363190
Lionel Leventhal	Chief executive officer, president, and director	1 Jan 2007	Other	1383612
Simon Guenzl	Chief compliance officer	1 Feb 2010	Other	2483612
Philip J Jensen	Chief compliance officer	1 Mar 2011	Other	4521294
Philip J Jensen	Chief executive officer, president, and director	1 Dec 2013	Other	4521294
Debbie Au Wong	Chief compliance officer, chief financial officer, secretary, and director	1 Jan 2015	Other	2570935
Randall Clay Schwed	Chief executive officer, president, chief compliance officer, secretary and director	1 Mar 2018	Other	2115904

Indirect Owners

The SEC currently registers 27 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Philip S Paul	Manager	1 Jul 1995	Other	4362440
Jeffrey David Moelis	Principal	1 Aug 1996	Other	1725204
Carroll H Archibald	Vice president of finance & taxation, manager	1 Sep 1997	Other	4363194
David H De Weese	Manager	1 May 1998	25% - 50%	4363192
Bryon T Sheets	Manager	1 May 1998	Other	4363190
Walter Flamenbaum	Manager	1 Jan 2000	Other	4363193
David Arthur York	Manager	1 Sep 2000	Other	1303720
David H De Weese	Elected manager	1 Sep 2004	Other	4363192
Philip J Jensen	Elected manager	1 Sep 2004	Other	4521294
Guy Rico	Elected manager	1 Sep 2004	Other	4777629
Iii David E. Park	Elected manager	1 Sep 2004	Other	4362627
Bryon T Sheets	Elected manager	1 Sep 2004	Other	4363190
David Arthur York	Elected manager	1 Sep 2004	Other	1303720
Gregory Bailey Brown	Elected manager	1 Sep 2004	Other	2330935
Walter Flamenbaum	Elected manager	1 Sep 2004	Other	4363193
Lionel Leventhal	Elected manager	1 Sep 2004	Other	1383612
Jean Pierre Naegeli	Partner	1 Jan 2006	Other	5316159
Brian Sullivan	Partner	1 Jan 2006	Other	5316160
Simon Guenzl	Partner	1 Jan 2007	Other	2483612
John Leone	Partner	1 Apr 2007	Other	5316162
Kenneth Macleod	Elected manager	1 Jun 2010	Other	6064560
Simon Guenzl	Elected manager	1 Jan 2013	Other	2483612
Brian Sullivan	Elected manager	1 Jan 2013	Other	5316160
Daniel Patrick Mulderry	Elected manager	1 Dec 2013	Other	1700846
Elaine Luchak Small	Elected manager	1 Dec 2013	Other	1479432
Randall Clay Schwed	Elected manager	1 Oct 2014	Other	2115904
Debbie Au Wong	Elected manager	1 Oct 2014	Other	2570935

Based in San Francisco

The principal office where 3000 Management, Inc. performs its advisory services is located at 2269 Chestnut Street #621, San Francisco, CA 94123, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-283-4300 or by fax 415-283-4301. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at paulcap.com.