Overture Investments LLC (Philadelphia)

Name: Overture Investments LLC
Address: 1717 Arch Street, Philadelphia, PA, 19103
Telephone: 267-498-4612

Overture Investments LLC is an adviser based in Philadelphia. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Pennsylvania.

Overture Investments provides portfolio management for pooled investment vehicles and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Overture Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Overture Investments LLC

Mohammad Immanuel Baki has been acting as President since 1 Mar 2005. Peter William Stanyer has served as the Chief Investment Officer since 1 Sep 2005. Jonathan Moore Chesshire joined the executive team most recently as the Aml Compliance Officer, Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Overture Financial Services Llc	Managing member	1 Dec 2004	75% - 100%	20-2048607
Mohammad Immanuel Baki	President	1 Mar 2005	Other	2583093
David Jonathan Barrett	Chief financial officer	1 Mar 2005	Other	4795254
Andrew Thomas Schmuhl	Chief compliance officer & general counsel	1 Apr 2005	Other	4011301
Paul Matthew Polries	Managing director & head of research	1 Apr 2005	Other	1724786
Peter William Stanyer	Chief investment officer	1 Sep 2005	Other	5043406
Hugh Joseph Ferry	Managing director of portfolio construction	1 Jan 2006	Other	2493760
Karen Andrea Froehlich	Compliance officer, aml compliance officer	1 Jan 2006	Other	4802001
Paul Matthew Polries	President, managing director	1 Aug 2006	Other	1724786
Hugh Joseph Ferry	Chief operating officer, managing director	1 Aug 2006	Other	2493760
Karen Andrea Froehlich	Chief compliance officer, aml compliance officer	1 Aug 2006	Other	4802001
Jonathan Moore Chesshire	Aml compliance officer, director	1 Feb 2007	Other	4695441

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mark Andrew Desario	Managing member	1 Mar 2005	50% - 75%	2207742
Opus Financial Holdings Llc	Owner	1 Mar 2005	50% - 75%	30-0299477
Abacus Financial Holdings Llc	Owner	1 Mar 2005	25% - 50%	20-2550118
Zoom Developers Private Limited	Owner	1 Mar 2005	75% - 100%	foreign

Based in Philadelphia

The principal office where Overture Investments LLC performs its advisory services is located at 1717 Arch Street, Philadelphia, PA 19103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 267-498-4612 or by fax 267-498-6204. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at www.overturefinancial.com.