Nadler Financial Group, Inc. (Deerfield)

Name: Nadler Financial Group, Inc.
Address: 155 N. Pfingsten Road, Deerfield, IL, 60015 4903
Telephone: 847-940-4040

Nadler Financial Group, Inc. is a large advisory firm based in Deerfield. It manages $749.33 million of regulatory assets for 780 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, California, Florida, and 8 other states.

Nadler Financial Group provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and retirement plan consulting - enrollment and education support.. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nadler Financial Group: assets under management

The assets under management (AUM) of Nadler Financial Group, Inc. is $749.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1552% since the beginning of its operation, and $1.24 million of the total AUM is attributable to clients outside of the United States.

The firm manages $749.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $960.68 thousand each.

Nadler Financial Group has custody of $206.18 million in cash and securities for 277 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 77% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 12% of the firm’s portfolio. Investments in exchange traded securities form 6% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nadler Financial Group, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Aaron Nadler serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Michael Aaron Nadler is high net worth individuals with 193 clients and $482.82 million of assets under management. Among the 10 most similar advisory firms, Nadler Financial Group has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $749.22 million for 778 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Nadler Financial Group doesn't advise any private funds.

Careers at Nadler Financial Group, Inc.

The company employs 15 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Aaron Nadler	Owner/president/chief compliance officer	1 Jan 2000	75% - 100%	2417538

Based in Deerfield

The principal office where Nadler Financial Group, Inc. performs its advisory services is located at 155 N. Pfingsten Road, Deerfield, IL 60015 4903, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-940-4040 or by fax 847-940-7246. The normal business hours are 8:30 a.m.-5:30 p.m. on Monday - Friday. You can find more information about the New York firm at nadlerfinancial.com and its LinkedIn profile.