Liongate Capital Management LLP (London)

Name: Liongate Capital Management LLP
Address: 4 Th Floor, London, W1 K2 Tj
Telephone: +44 (0)20 7210 2633

Liongate Capital Management LLP is a large advisory firm based in London. It manages $444.33 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2006.

Liongate Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Liongate Capital Management: assets under management

The assets under management (AUM) of Liongate Capital Management LLP is $444.33 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Liongate Capital Management LLP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Liongate Capital Management LLP

Ellen W Shumway has been acting as President since 1 May 2013. Candice Thorpe joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeff Holland	General partner/managing director	1 Sep 2003	Other	5075429
Randall Wayne Dillard	General partner/ceo	1 Sep 2003	Other	1758566
Liongate Capital Management (Uk) Limited	General partner (corporate)	1 Sep 2003	Other	uk entity
Dillard & Holland Capital (Uk) Limited	Partner	1 Sep 2003	Other	foreign entity
Randall Hobbs	Cfo	1 Feb 2005	Other	5075441
Benjamin Joseph Funk	General partner	1 Aug 2009	Other	3155080
Principal Global Financial Services (Europe) Limited	General partner (corporate)	1 May 2013	50% - 75%	uk entity
Ellen W Shumway	Director	1 May 2013	Other	5590172
James Patrick Mccaughan	Director	1 May 2013	Other	3074797
Nora Mary Everett	Director	1 May 2013	Other	5511200
Candice Thorpe	Chief compliance officer	1 Oct 2014	Other	6427678
Timothy Emil Stumpff	Chief operating officer, chief financial officer	1 Oct 2014	Other	5701042

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc Principal Financial Group	Shareholder	1 Apr 2001	75% - 100%	42-1520346
Liongate Capital Management (Cayman) Limited	Shareholder	1 Sep 2003	75% - 100%	foreign entity
Mary Ruth (Cayman) Trust	Shareholder	1 Sep 2003	75% - 100%	foreign entity
Randall Dillard (Discretionary Trust)	Shareholder	1 Sep 2003	50% - 75%	foreign entity
Jeff Holland (Discretionary Trust)	Shareholder	1 Sep 2003	25% - 50%	foreign entity
Principal Financial Services I (Uk) Llp	Shareholder	1 Jul 2012	75% - 100%	domestic entity
Principal Financial Services I (Us) Llc	Partner	1 Jul 2012	Other	46-0705862
Inc Principal Financial Services	Member	1 Jul 2012	75% - 100%	42-1520348
Principal Financial Services Ii (Uk) Ltd	Shareholder	1 Sep 2012	75% - 100%	domestic entity
Liongate Limited	Shareholder	1 Feb 2013	75% - 100%	foregin entity
Principal Financial Services Vi (Uk) Ltd	Shareholder	1 Mar 2013	75% - 100%	domestic entity
Principal Financial Services Iii (Uk) Ltd	Shareholder	1 Mar 2013	75% - 100%	domestic entity
Principal Global Financial Services (Europe) Ltd	Shareholder	1 May 2013	50% - 75%	foreign entity

Based in London

The principal office where Liongate Capital Management LLP performs its advisory services is located at 4 Th Floor, London, W1 K2 Tj, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 (0)20 7210 2633. The normal business hours are 9am-5pm gmt on Monday - Friday. You can find more information about the New York firm at liongatecapital.com/.