Stone Point Capital LLC (Greenwich)

Name: Stone Point Capital LLC
Address: 20 Horseneck Lane, Greenwich, CT, 06830 6327
Telephone: 203-862-2900

Stone Point Capital LLC is a large advisory firm based in Greenwich. It manages $17.94 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Connecticut, New York, and Texas.

Stone Point Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stone Point Capital: assets under management

The assets under management (AUM) of Stone Point Capital LLC is $17.94 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 120% since the beginning of its operation, and $16.65 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $17.94 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $689.9 million each.

Stone Point Capital has custody of $13.85 billion in cash and securities for 26 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stone Point Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stone Point Capital serves?

The only and largest group of clients of Stone Point Capital is pooled investment vehicles with 26 clients and $17.94 billion of assets under management. Among the 7 most similar advisory firms, Stone Point Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $17.94 billion for 26 clients. 77% of the firm’s clients are foreign persons or businesses.

Stone Point Capital also advises several private funds. Namely, five other private funds and twenty one private equity funds. The minimum investment commitment required of non-related persons ranges from $10,000 to $2,000,000.

Careers at Stone Point Capital LLC

The company employs 64 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Meryl Deborah Hartzband has served as the Chief Investment Officer since 1 May 2005. Wafra Granite Associates L.P. joined the executive team most recently as the Owner Of Class B Common Units Of Stone Point Capital Llc.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Dawson Carey	Senior principal and member of spc field partners llc	1 May 2005	Other	2656436
Charles Arthur Davis	Chief executive officer and member of spc field partners llc	1 May 2005	Other	816660
Stephen Nmn Friedman	Chairman and member of spc field partners llc	1 May 2005	Other	214729
Richard A (Mi Only) Goldman	Chief financial officer	1 May 2005	Other	5092385
Meryl Deborah Hartzband	Chief investment officer	1 May 2005	Other	5888699
David Jay Wermuth	General counsel, senior principal and member of spc field partners llc	1 May 2005	Other	5473034
Nicolas David Zerbib	Senior principal and member of spc field partners llc	1 May 2005	Other	5473031
Jacqueline Michelle Giammarco	Chief compliance officer	1 Jan 2012	Other	5309069
Stone Point Capital Llc	Owner of class a units of spc management holdings llc	1 Dec 2012	75% - 100%	156521
Wafra Granite Associates L.P.	Owner of class b units of spc management holdings llc	1 Dec 2012	Other	foreign entity
James Dawson Carey	Senior principal of spc management holdings llc	1 Dec 2012	Other	2656436
Charles Arthur Davis	Chief executive officer of spc management holdings llc	1 Dec 2012	Other	816660
Richard A (Mi Only) Goldman	Chief financial officer of spc management holdings llc	1 Dec 2012	Other	5092385
Meryl Deborah Hartzband	Chief investment officer of spc management holdings llc	1 Dec 2012	Other	5888699
David Jay Wermuth	General counsel, senior principal and secretary of spc management holdings llc	1 Dec 2012	Other	5473034
Nicolas David Zerbib	Senior principal of spc management holdings llc	1 Dec 2012	Other	5473031
Wafra Granite Associates L.P.	Owner of class b common units of stone point capital llc	1 Dec 2013	Other	foreign entity
Spc Field Partners Llc	Owner of class a common units of stone point capital llc	1 Dec 2013	75% - 100%	46-4199287

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Wafra Intervest Corporation	Shareholder of wafra investment advisory group, inc.	1 Dec 2012	75% - 100%	foreign entity
Wafra Gh Gp L.P.	General partner of wafra granite associates l.p.	1 Dec 2012	Other	foreign entity
W Global Holdings Gp Ltd.	General partner of wafra gh-gp l.p.	1 Dec 2012	Other	foreign entity
Inc. Wafra Investment Advisory Group	Shareholder of w global holdings gp ltd.	1 Dec 2012	75% - 100%	108673
The Public Institution For Social Security	Shareholder of wafra intervest corporation	1 Dec 2012	75% - 100%	foreign entity
Wafra Granite Holdings Inc.	Limited partner of wafra granite associates l.p.	1 Dec 2012	75% - 100%	46-1533470
Wafra Global Holdings L.P.	Shareholder of wafra granite holdings inc.	1 Dec 2012	75% - 100%	foreign entity
Charles Arthur Davis	Member of spc field partners llc	1 Dec 2013	25% - 50%	816660

Based in Greenwich

The principal office where Stone Point Capital LLC performs its advisory services is located at 20 Horseneck Lane, Greenwich, CT 06830 6327, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-862-2900 or by fax 203-625-8357. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at stonepointcapital.com.