Em Capital Management, LLC (Moraga)

Name: Em Capital Management, LLC
Address: 920 Country Club Drive, Moraga, CA, 94556
Telephone: 925-376-8700

Em Capital Management, LLC is an investment adviser to an investment company based in Moraga. It manages $2 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Em Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, educational seminars and workshops, and cross-border recovery of failed deals. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Em Capital Management: assets under management

The assets under management (AUM) of Em Capital Management, LLC is $2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 471% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Em Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Em Capital Management, LLC

Lincoln Yesu Rathnam joined the executive team most recently as the Global Head Of Investment Management.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Seth Richard Freeman	Chief executive officer	1 Aug 2005	75% - 100%	1339691
Robert Kevin Bell	Chief compliance officer	1 Nov 2005	Other	5073941
Lincoln Yesu Rathnam	Global head of investment management	1 Jan 2010	Other	2408616

Based in Moraga

The principal office where Em Capital Management, LLC performs its advisory services is located at 920 Country Club Drive, Moraga, CA 94556 The mailing address of the firm is 21 Broadmoor, Moraga, CA 94556. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-376-8700 or by fax 925-955-1652. The normal business hours are 10 a.m. - 4 p.m. on Monday - Friday. You can find more information about the New York firm at emcapitalmanagement.com/.