Přihlásit se Zaregistrujte se zdarma

Mintz, Stephen M. (Monroe)


Mintz, Stephen M. is an adviser based in Monroe. It manages $14.7 million of regulatory assets for 101 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Louisiana and Texas.

Mintz, Stephen M provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mintz, Stephen M: assets under management

The assets under management (AUM) of Mintz, Stephen M. is $14.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $14.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $145.54 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mintz, Stephen M. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Monroe

The principal office where Mintz, Stephen M. performs its advisory services is located at 1900 N. 18 Th Street, Monroe, LA 71201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 318-325-5090 or by fax 318-361-9835. The normal business hours are 1:00 - 5:00pm cst, meetings set by appointment on Monday - Friday.


Registered investment advisers similar to Mintz, Stephen M.