Roberts Capital Advisors, LLC (New York)

Name: Roberts Capital Advisors, LLC
Address: 41 W 36 Th St, New York, NY, 10018
Telephone: 212.731.4153

Roberts Capital Advisors, LLC is a mid-sized advisory firm based in New York. It manages $58.02 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015.

Roberts Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Roberts Capital Advisors: assets under management

The assets under management (AUM) of Roberts Capital Advisors, LLC is $58.02 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 132% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $58.02 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $29.01 million each.

Investments

The firm invests in government bonds the most. They account for 71% of the total AUM. The second-largest asset type is investment and business development companies, which make up 29% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Roberts Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Roberts Capital Advisors serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Roberts Capital Advisors is pooled investment vehicles with 1 clients and $33.82 million of assets under management. Among the 3 most similar advisory firms, Roberts Capital Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $58.02 million for 3 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Roberts Capital Advisors also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Roberts Capital Advisors, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Thomas Roberts	Managing member, cco	1 Apr 2013	75% - 100%	6484047

Based in New York

The principal office where Roberts Capital Advisors, LLC performs its advisory services is located at 41 W 36 Th St, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212.731.4153. The normal business hours are 0900 - 1700 on Monday - Friday. You can find more information about the New York firm at robertscapital.com.