Sparta Asset Management, LLC (Rosemont)

Sparta Asset Management, LLC is a large advisory firm based in Rosemont. It manages $116.7 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Delaware, Illinois, New York, and Washington.

Sparta Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sparta Asset Management: assets under management

The assets under management (AUM) of Sparta Asset Management, LLC is $116.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $116.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.73 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sparta Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sparta Asset Management, LLC

Ryan Patrick Carr has served as the Chief Investment Officer since 1 Sep 2007. Neal Allen Wilkinson joined the executive team most recently as the Chief Compliance Officer / Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lp Rosemont Partners Ii	Member	1 Jul 2007	75% - 100%	11-3682739
David Diblee Silvera	Manager	1 Jul 2007	Other	1563838
Eugenie Guthrie Logue	Chief compliance officer	1 Jul 2007	Other	2234617
Neal Allen Wilkinson	Chief compliance officer / ceo	1 Sep 2007	Other	4033875
Ryan Patrick Carr	Chief investment officer	1 Sep 2007	Other	2281978
Sam Partners Llc	Owner	1 Sep 2007	50% - 75%	00-0000000
Susan Eileen Gurney	Chief operating officer	1 Sep 2007	Other	2665333

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Charles B. Burkhart	Manager	1 May 2000	Other	4511598
Llc Rosemont Investment Partners Ii	Gp	1 Mar 2004	Other	01-0847563
Llc Rosemont Investment Partners	Manager	1 Mar 2004	Other	06-1572887

Based in Rosemont

The principal office where Sparta Asset Management, LLC performs its advisory services is located at One O'hare Centre, 6250 N. River Road, Rosemont, IL 60018, which is also the mailing address of the firm. An additional office of the firm is in Bellevue, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-993-8100 or by fax 847-692-2245. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.