Principal Review, LLC (Miami)

Name: Principal Review, LLC
Address: 78 Sw 7 Th Street, Miami, FL, 33130
Telephone: 847-492-5065

Principal Review, LLC is a pension cosultant based in Miami. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Florida, and 3 other states.

Principal Review provides pension consulting services, educational seminars and workshops, and investment suitability and transactional oversight, retirement plan fiduciary services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Principal Review, LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Principal Review serves?

The only and largest group of clients of Principal Review is pension and profit sharing plans with 4 clients and $0 of assets under management. Among the 2 most similar advisory firms, Principal Review has the highest percentage of pension and profit sharing plans out of all clients.

None of the firm’s clients are foreign persons or businesses.

Principal Review doesn't advise any private funds.

Careers at Principal Review, LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Sean Alexander	Chief compliance officer (cco), chief executive officer (ceo) and managing member	1 Jan 2017	50% - 75%	4051341
Allen T. Steinberg	Chief legal officer (clo) and managing member	1 Jan 2017	Other	6890303

Based in Miami

The principal office where Principal Review, LLC performs its advisory services is located at 78 Sw 7 Th Street, Miami, FL 33130, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-492-5065. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at principalreview.com.