Hahn Capital Management, LLC (San Francisco)

Name: Hahn Capital Management, LLC
Address: 601 Montgomery Street, Suite 840, San Francisco, CA, 94111
Telephone: 415-394-6512

Hahn Capital Management, LLC is a large advisory firm based in San Francisco. It manages $1.15 billion of regulatory assets for 132 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Illinois, Michigan, and 8 other states.

Hahn Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hahn Capital Management: assets under management

The assets under management (AUM) of Hahn Capital Management, LLC is $1.15 billion. The firm's AUM has grown by 946% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $652 million in discretionary accounts and $494 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.53 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $35.29 million.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Hahn Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hahn Capital Management serves?

The firm provides services to charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Hahn Capital Management is state or municipal government entities with 1 clients and $269 million of assets under management. Among the 7 most similar advisory firms, Hahn Capital Management has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $652 million for 117 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Hahn Capital Management doesn't advise any private funds.

Careers at Hahn Capital Management, LLC

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Elaine Frances Hahn	President & chief investment office	1 Jun 1988	50% - 75%	4339975
John David Schaeffer	Director of research & portfolio mananger	1 Oct 2004	Other	2151735
Paul Owens Javier	Director of operations & chief compliance officer	1 Oct 2004	Other	2685781
Michael Arthur Whitfield	Senior research analyst	1 Jan 2008	Other	3185560
Michael Arthur Whitfield	Senior research analyst	1 Jun 2008	Other	3185560
Elaine Hahn Adminstrative Trust	Economic interest only - no active management	1 Jul 2018	50% - 75%	836243618

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Elaine Hahn Administrative Trust	Economic interest only - no active management role	1 Jul 2018	50% - 75%	83-6243618

Based in San Francisco

The principal office where Hahn Capital Management, LLC performs its advisory services is located at 601 Montgomery Street, Suite 840, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-394-6512 or by fax 415-394-6518. The normal business hours are 6:30am - 4:00pm on Monday - Friday. You can find more information about the New York firm at hahncap.com/.