Silverleaf Advisor Group, LLC (Omaha)

Name: Silverleaf Advisor Group, LLC
Address: 12801 Pierce Street, Omaha, NE, 68144
Telephone: 402-934-7200

Silverleaf Advisor Group, LLC is a large advisory firm based in Omaha. It manages $368.3 million of regulatory assets for 2,863 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, California, Colorado, and 9 other states.

Silverleaf Advisor Group provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Silverleaf Advisor Group: assets under management

The assets under management (AUM) of Silverleaf Advisor Group, LLC is $368.3 million. The firm's AUM has grown by 234% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $367.9 million in discretionary accounts and $402.73 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $128.59 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $201.36 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 80% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 9% of the firm’s portfolio. Investments in exchange traded securities form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Silverleaf Advisor Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Silverleaf Advisor Group serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Silverleaf Advisor Group is high net worth individuals with 356 clients and $191.88 million of assets under management. Among the 11 most similar advisory firms, Silverleaf Advisor Group has the 6th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $368.3 million for 1,296 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Silverleaf Advisor Group doesn't advise any private funds.

Careers at Silverleaf Advisor Group, LLC

The company employs 17 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Justin Michael Gibson	Managing member and chief compliance officer	1 Nov 2016	75% - 100%	4818322
Curtis Lynn Krueger	Minority member	1 Jan 2017	Other	2237386

Based in Omaha

The principal office where Silverleaf Advisor Group, LLC performs its advisory services is located at 12801 Pierce Street, Omaha, NE 68144, which is also the mailing address of the firm. An additional office of the firm is in Norfolk, NE. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-934-7200 or by fax 402-260-7073. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at silverleafwealth.com.