Widmann, Siff & Co., Inc. (Exton)

Name: Widmann, Siff & Co., Inc.
Address: 717 Constitution Drive, Exton, PA, 19341
Telephone: 610-321-6020

Widmann, Siff & Co., Inc. is a large advisory firm based in Exton. It manages $304.76 million of regulatory assets for 549 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, District of Columbia, Florida, and 15 other states.

Widmann, Siff & Co. provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Widmann, Siff & Co.: assets under management

The assets under management (AUM) of Widmann, Siff & Co., Inc. is $304.76 million. The firm's AUM has grown by 35% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $258.46 million in discretionary accounts and $46.3 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $527.47 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $784.74 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Widmann, Siff & Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Widmann, Siff & Co., Inc.

Marjorie Elizabeth Widmann has been acting as President since 1 Oct 1986. James Edward Gibson has served as the Chief Investment Officer since 1 Sep 2007. Valley Forge Asset Management Corp. joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ernest Rudolph Widmann	President, chairman, treasurer, director, ceo	1 Sep 1970	50% - 75%	466240
William Mcclelland Hess	Shareholder	1 Sep 1970	Other	244593
James Allen Grant	Shareholder	1 Sep 1970	Other	227491
Helena Js Harden	Shareholder	1 Sep 1970	Other	xxx-xx-xxxx
Alan Lewis Siff	Shareholder	1 Jan 1984	Other	423652
Marjorie Elizabeth Widmann	Director	1 Oct 1986	Other	1610669
Jeffrey Scott Mccallum	Senior vice president, director, secretary, coo	1 Oct 1987	Other	725576
Kim Marie Davis	Vice president,cco,portfolio adm.,crop,srop,cfo	1 Oct 1987	Other	734650
Valley Forge Asset Management Corp.	Owner	1 Aug 2007	75% - 100%	7438
Bernard Allen Jr Francis	Chairman, ceo & president	1 Aug 2007	Other	710809
Michael Francis Swallow	Treasurer, executive vice president & chief risk officer	1 Aug 2007	Other	3241109
James Edward Gibson	Chief investment officer	1 Sep 2007	Other	2682807

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Susquehanna Bancshares	Owner	1 Mar 2000	75% - 100%	23-2841099

Based in Exton

The principal office where Widmann, Siff & Co., Inc. performs its advisory services is located at 717 Constitution Drive, Exton, PA 19341, which is also the mailing address of the firm. An additional office of the firm is in Evanston, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-321-6020 or by fax 610-321-9875. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.widmannsiff.com.