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Mellon Capital Management Corporation (Boston)


Mellon Capital Management Corporation is a large advisory firm based in Boston. It manages $435.88 billion of regulatory assets for 2,791 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

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Mellon Capital Management Corporation provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mellon Capital Management Corporation: assets under management

The assets under management (AUM) of Mellon Capital Management Corporation is $435.88 billion. The firm's AUM has grown by 314% since the beginning of its operation, and $71.95 billion of the total AUM is attributable to clients outside of the United States.


The firm manages $432.1 billion in discretionary accounts and $3.78 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $156.11 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $164.19 million.
Mellon Capital Management Corporation has custody of $410.44 million in cash and securities for 6 clients in total and its related person acts as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 38% of the total AUM. The second-largest asset type is government bonds, which make up 17% of the firm’s portfolio. Investments in other assets form 15% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mellon Capital Management Corporation for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mellon Capital Management Corporation serves?

The firm provides services to insurance companies, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, banking or thrift institutions, business development companies, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Mellon Capital Management Corporation is investment companies with 33 clients and $121.08 billion of assets under management. Among the 12 most similar advisory firms, Mellon Capital Management Corporation has the 5th highest percentage of investment companies out of all clients.


The amount of regulatory assets under management is $435.53 billion for 834 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 11% of the firm’s clients are foreign persons or businesses.

Mellon Capital Management Corporation also advises several private funds. Namely, six hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $2,000,000.

Careers at Mellon Capital Management Corporation

The company employs 637 people that are either part- or full-time employees. 46 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 29 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Jennifer Cassedy joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
William Lewis Fouse Board of directors & chairman emeritus 1 Oct 1983 Other 4338293
Thomas Loeb Director, chairman, ceo 1 Oct 1983 Other 2280443
Brenda Oakley Evp & chief administrative officer 1 Oct 1983 Other 1936643
Mary Shouse Evp 1 Oct 1983 Other 1936648
Mary Catherine Shouse Evp 1 Oct 1983 Other 1936648
Thomas Hazuka Evp & chief investment officer 1 May 1986 Other 1951166
Barbara Daugherty Managing director, client service & marketing 1 Jan 1988 Other 2060260
Susan Ellison Managing director, equity portfolio management 1 Dec 1991 Other 2509474
Mbc Investments Corporation Shareholder 1 Jul 1992 75% - 100% 51-0301132
Lex Huberts Managing director, asset allocation strategies 1 Oct 1993 Other 2345952
David Kwan Managing director, head of fixed income management 1 Jan 1994 Other 2347774
Charles Jacklin Evp & chief investment strategist 1 Jan 1994 Other 2480095
Bernadette Loretta Bolger Managing director & chief counsel 1 May 1994 Other 4338290
Christopher Mark Condron Board of directors 1 May 1995 Other 51937
Richard Forster Managing director, marketing 1 May 1995 Other 2678972
Richard James Forster Managing director, marketing 1 May 1995 Other 2678972
Christine Carr Smith Vp & director of compliance & risk management 1 May 1996 Other 1658612
Ronald Philip O'hanley Board of directors 1 Feb 1997 Other 4331592
James Rutledge Tufts Evp & chief operating officer 1 Aug 1997 Other 1444943
Ralph Philip Goldsticker Managing director, research 1 Sep 1998 Other 1281043
Patrick James Sheppard Treasurer 1 Nov 1998 Other 1779929
Stephen Edward Canter Board of directors 1 Jan 1999 Other 1837432
John Joseph Nagoniak Board of directors 1 Jul 2000 Other 4334095
John Joseph Nagorniak Board of directors 1 Jul 2000 Other 4334095
Gabriela Franco Managing director & general counsel 1 May 2001 Other 4395858
Charles Jacklin Board of directors 1 May 2001 Other 2480095
Linda Tung Lillard Managing director, information technology 1 May 2001 Other 4470322
Gabriela Franco Parcella Managing director & general counsel 1 May 2001 Other 4395858
Jon Richard Groom Board of directors 1 Jul 2001 Other 1534482
Jeffrey Scott Cannizzaro Vice president & manager, compliance & risk management 1 Mar 2002 Other 2386193
Earl George Kleckner Managing director, sales & client service 1 Dec 2002 Other 3086787
Scott Philip Ruddick Managing director, sales & client service 1 Dec 2002 Other 2925603
Vikas Oswal Chief investment strategist & managing director, asset allocation 1 Jun 2003 Other 3087464
Helen Potter Managing director, asset allocation 1 Jun 2003 Other 3091504
Charles Jacklin President, board of directors 1 Sep 2003 Other 2480095
Sundararaman Thiagarajan Managing director, equity portfolio managemnt 1 Sep 2003 Other 4709263
Francis David Antin Board of directors 1 Jun 2004 Other 4333847
Jeffrey Scott Cannizzaro Chief compliance officer & vice president 1 Sep 2004 Other 2386193
Vikas Oswal Evp & chief investment strategist 1 Apr 2005 Other 3087464
Scott Edward Wennerholm Board of directors 1 Oct 2005 Other 2398744
Gabriela Franco Parcella Managing director & chief compliance officer 1 Dec 2005 Other 4395858
Thomas Loeb Board of directors & chairman emeritus 1 Jan 2006 Other 2280443
Charles Jacklin Board of directors, president & chief executive officer 1 Jan 2006 Other 2480095
Barbara Daugherty Managing director, marketing 1 Jan 2006 Other 2060260
Richard James Forster Managing director, senior relationship manager 1 Jan 2006 Other 2678972
Earl George Kleckner Managing director, client service 1 Jan 2006 Other 3086787
Scott Philip Ruddick Managing director, business development 1 Jan 2006 Other 2925603
Warren Chiang Managing director, enhanced equity strategies 1 Jan 2006 Other 5117305
Nicole Cara Zimmerman Manger, human resources 1 Jan 2006 Other 5776563
Gabriela Franco Parcella Managing director, business operations 1 Sep 2006 Other 4395858
Jeffrey Scott Cannizzaro Vice president & chief risk officer 1 Sep 2006 Other 2386193
Lawrence Phillip Lee Director & chief compliance officer 1 Sep 2006 Other 1250840
Phillip Nicholas Maisano Board of directors 1 Dec 2006 Other 317558
Thomas Hazuka Board of directors, evp & chief investment officer 1 Jun 2007 Other 1951166
Eric Goodbar Managing director, hedge fund strategist 1 Jun 2007 Other 2729168
Samer Habl Managing director, global tactical asset allocation research 1 Jun 2007 Other 5406757
Gabriela Franco Parcella Chairman and chief executive officer 1 Oct 2007 Other 4395858
Barbara Daugherty Managing director, business planning 1 Oct 2007 Other 2060260
James Rutledge Tufts Evp and head of client service, sales & marketing 1 Oct 2007 Other 1444943
Linda Tung Lillard Managing director, chief information officer 1 Oct 2007 Other 4470322
William Paul Rydell Board of directors 1 Dec 2007 Other 4334190
Thomas Hazuka Board of directors & vice chairman 1 Dec 2007 Other 1951166
Michael Chimin Ho Evp & chief investment officer 1 Dec 2007 Other 3119393
Karen Wong Managing director, head of equity portfolio management 1 Jan 2008 Other 5473550
Kurt Zyla Managing director, indexing and etf strategist 1 Feb 2008 Other 4719272
Denise Marie Krisko Managing director, equity index strategies, east coast 1 Feb 2008 Other 2121344
Andrew John Pellegrino Managing director, consultant relations 1 May 2008 Other 5005368
Lynn Barbara Spang Managing director & senior managing counsel 1 Sep 2008 Other 5298321
Jeff Zhang Executive vice president, chief investment officer 1 Jan 2009 Other 2773740
Jeff Jianfeng Zhang Executive vice president, chief investment officer, board of directors 1 Jan 2009 Other 2773740
Oliver Ellsworth Buckley Evp & head of active equity strategies 1 Jan 2009 Other 2488162
John Stephen Cone Board of directors 1 Jan 2009 Other 4373870
Paul Francis Healey Evp & head of active equity operations and client service 1 Jan 2009 Other 4373875
Jeffrey Zhang Managing director, head of multi-strategy 1 Jan 2009 Other 4990931
Ralph Philip Goldsticker Managing director, strategic investments 1 Mar 2009 Other 1281043
William Paul Rydell Board of directors 1 Jun 2009 Other 4334190
David Manuel Director, chief financial officer 1 Aug 2009 Other 5707211
Thomas Hazuka Board of directors 1 Oct 2009 Other 1951166
Rose Ann Huening Clark Managing director, head of global client experience and solutions delivery 1 Nov 2009 Other 5776333
Linda Tung Lillard Executive vice president, chief operating officer 1 Feb 2010 Other 4470322
David Dirks Managing director, head of north american institutional 1 Apr 2010 Other 5136209
Lynn Thomas Challenger Managing director, head of global trading 1 Apr 2010 Other 4021260
David Tsiang Jiang Executive vice president 1 Jul 2010 Other 4373879
Mitchell Evan Harris Board of directors 1 Aug 2010 Other 4359464
Michael Benjamin Kotarski Managing director, head of sales 1 Aug 2010 Other 2377148
Oliver Ellsworth Buckley Board of directors 1 Feb 2011 Other 2488162
Alexander Clemens Huberts President & board of directors 1 Mar 2011 Other 2345952
Vassilis Dagioglu Managing director, head of asset allocation portfolio management 1 Mar 2011 Other 3085497
Anjun Zhou Managing director, head of multi-asset research 1 Mar 2011 Other 5226493
Nicholas Fohl Managing director, chief administrative officer, it infrastructure and office management 1 Mar 2011 Other 1763895
Thomas Loeb Board of directors & chairman emeritus 1 Mar 2011 Other 2280443
Gabriela Franco Parcella Chief executive officer 1 Mar 2011 Other 4395858
Charles Jacklin Board of directors & chairman 1 Mar 2011 Other 2480095
Linda Tung Lillard Executive vice president, chief operating officer 1 Mar 2011 Other 4470322
Jeffrey Zhang Executive vice president, chief investment officer, active strategies 1 Mar 2011 Other 4990931
Nicole Cara Zimmerman Managing director, human resources 1 Mar 2011 Other 5776563
Charles Patrick Dolan Board of directors 1 May 2011 Other 4359535
Richard Kirvan Watson Executive vice president, head of global distribution 1 Jul 2011 Other 1092717
Sheryl Linck Managing director, head of north american consumer solutions 1 Sep 2011 Other 3162340
Abou Diop Managing director & chief information officer 1 Jan 2012 Other 6048828
Cynthia Fryer Steer Board of directors 1 Jul 2012 Other 6091487
Keiko Kai Managing director, head of international consumer, institutional and sovereign wealth 1 Mar 2013 Other 2792484
Ronald Paul Gala Managing director, senior portfolio manager 1 Mar 2013 Other 4334205
W. Christopher Appler Managing director, chief compliance officer 1 May 2013 Other 4363885
Sinead Colton Managing director, head of investment strategy 1 Oct 2013 Other 2832839
William St. George Cazalet Managing director, head of active equity strategies 1 Oct 2013 Other 2525007
Brett Allen Thunstrom Managing director, head of global trading 1 Mar 2014 Other 6312696
Thomas Joseph Durante Managing director, senior portfolio manager 1 Mar 2014 Other 1144917
Janine Catherine O'neill Head of human resources 1 Mar 2014 Other 6294738
Zandra Maria Zelaya Managing director, senior portfolio manager 1 Jul 2014 Other 6375703
Charles Patrick Dolan Board of directors 1 Apr 2015 Other 4359535
Mark David Santero Board of directors 1 Apr 2015 Other 1148011
Marie Kathleen Mullen Managing director, portfolio administration group 1 Apr 2015 Other 2634923
Scott Philip Ruddick Managing director 1 Aug 2015 Other 2925603
Paul Lindhardt Benson Managing director, head of fixed income portfolio management 1 Oct 2015 Other 6569602
Laura Ryland Nemeth Managing director, head of marketing 1 Oct 2015 Other 6622783
Gregory Allan Brisk Board of directors 1 Jul 2016 Other 5859270
Joseph Patrick Gennaco Board of directors 1 Jul 2016 Other 1710391
Almond George Goduti Managing director, head of north american distribution 1 May 2017 Other 2879105
James Desmond Mac Intyre Chairman of the board of directors 1 Jul 2017 Other 4739791
Alexander Brian Over Board of directors 1 Oct 2017 Other 5504083
Adam Brett Joffe Board of directors 1 Oct 2017 Other 2413671
Michael Anthony Germano Board of directors 1 Oct 2017 Other 6368825
David C Leduc Board of directors 1 Oct 2017 Other 2704353
David Antonio Daglio Board of directors 1 Oct 2017 Other 4588634
Jamie William Lewin Board of directors 1 Oct 2017 Other 6182484
Matthew John Oomen Board of directors 1 Oct 2017 Other 6638089
Edward Homer Ladd Board of directors 1 Oct 2017 Other 4299449
Alexander Brian Over Board of directors 1 Nov 2017 Other 5504083
Adam Brett Joffe Board of directors 1 Nov 2017 Other 2413671
Michael Anthony Germano Board of directors 1 Nov 2017 Other 6368825
David C Leduc Board of directors 1 Nov 2017 Other 2704353
David Antonio Daglio Board of directors 1 Nov 2017 Other 4588634
Jamie William Lewin Board of directors 1 Nov 2017 Other 6182484
Matthew John Oomen Board of directors 1 Nov 2017 Other 6638089
Edward Homer Ladd Board of directors 1 Nov 2017 Other 4299449
Jennifer Cassedy Chief compliance officer 1 Feb 2018 Other 4333858
John P Shea Chief financial officer 1 Feb 2018 Other 2053468

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mellon Financial Corporation Shareholder 1 May 1987 75% - 100% 25-1233834
The Bank Of New York Mellon Corporation Shareholder 1 Jul 2007 75% - 100% 25-1233834
The Bank Of New York Mellon Corporation Shareholder 1 Apr 2017 75% - 100% 13-2614959
Llc Bny Mellon Ihc Shareholder 1 Apr 2017 75% - 100% 11-1111111

Based in Boston

The principal office where Mellon Capital Management Corporation performs its advisory services is located at 201 Washington Street, Boston, MA 02108, which is also the mailing address of the firm. An additional office of the firm is in Pittsburgh, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-722-7250. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at mcm.com.


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