Queensboro Advisors, LLC (Boston)

Name: Queensboro Advisors, LLC
Address: 75 State Street, Boston, MA, 02109
Telephone: 781-899-8200

Queensboro Advisors, LLC is a pension cosultant based in Boston. It manages $1.03 billion of regulatory assets for 37 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Massachusetts.

Queensboro Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Queensboro Advisors: assets under management

The assets under management (AUM) of Queensboro Advisors, LLC is $1.03 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 89% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.03 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.72 million each.

Queensboro Advisors has custody of $67.01 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Queensboro Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Queensboro Advisors, LLC

Warren Naphtal has been acting as President since 1 Aug 2000. Douglas Fraser Maclean joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
P/E Investments Llc	Member	1 Aug 2000	50% - 75%	04-3568589
Warren Naphtal	President	1 Aug 2000	Other	2606336
Mary Naphtal	Chief operating officer	1 Aug 2000	Other	5861588
P/E Strategic Llc	Member	1 Aug 2000	50% - 75%	04-3368719
Joseph Richard Zecher	Principal	1 Aug 2000	Other	5881795
P/E Strategic Llc	Member	1 Dec 2004	50% - 75%	04-3368719
Douglas Fraser Maclean	Chief compliance officer	1 Jan 2011	Other	5776021

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Asset Alliance Corporation	Shareholder	1 Jun 1996	75% - 100%	13-3808903
P/E Capital Llc	Member	1 Aug 2000	50% - 75%	04-3568588
Sutton Asset Management Llc	Member	1 Aug 2000	75% - 100%	04-3445002
Decisionware Inc.	Member	1 Aug 2000	50% - 75%	04-3282094
P/E Asset Management Llc	Member	1 Aug 2000	75% - 100%	04-3445002
P/E Investments Inc.	Member	1 Aug 2000	50% - 75%	04-3282094
Asset Alliance Holding Corporation	Member	1 Jan 2001	50% - 75%	51-0375705

Based in Boston

The principal office where Queensboro Advisors, LLC performs its advisory services is located at 75 State Street, Boston, MA 02109, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 781-899-8200 or by fax 781-890-2703. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.queensboroadvisors.com.