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Index Management Solutions, LLC (Philadelphia)


Index Management Solutions, LLC is an investment adviser to an investment company based in Philadelphia. It manages $23.48 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2009.

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Index Management Solutions provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Index Management Solutions: assets under management

The assets under management (AUM) of Index Management Solutions, LLC is $23.48 million. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $17.63 million in discretionary accounts and $5.85 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.41 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.85 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Index Management Solutions, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Massachusetts Mutual Life Insurance Company Member 1 Nov 1984 75% - 100% 04-1590850
Mm Asset Management Holding Llc Shareholder 1 Oct 1990 75% - 100% 45-4000072
Oppenheimer Acquisition Corporation Shareholder 1 Oct 1990 75% - 100% 84-1149206
Vincent Thomas Lowry Chairman, managing member, ceo and chief compliance officer 1 May 2006 50% - 75% 1257527
Massmutual Holding Llc Member 1 Nov 2011 75% - 100% 04-2854319
Inc. Oppenheimerfunds Direct owner 1 Dec 2015 75% - 100% 13-2527171

Based in Philadelphia

The principal office where Index Management Solutions, LLC performs its advisory services is located at 2005 Market Street, Philadelphia, PA 19103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-575-0440 or by fax 215-854-8190. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at indexmgmtsolutions.com.


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