Eagle Capital Management LLC (New York)

Name: Eagle Capital Management LLC
Address: 499 Park Ave, New York, NY, 10022
Telephone: 212-293-4040

Eagle Capital Management LLC is a large advisory firm based in New York. It manages $25.41 billion of regulatory assets for 2,282 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 37 other states.

Eagle Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eagle Capital Management: assets under management

The assets under management (AUM) of Eagle Capital Management LLC is $25.41 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5656% since the beginning of its operation, and $3.73 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $25.41 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $11.13 million each.

Eagle Capital Management has custody of $82.59 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eagle Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eagle Capital Management serves?

The firm provides services to charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Eagle Capital Management is charitable organizations with 346 clients and $5.93 billion of assets under management. Among the 11 most similar advisory firms, Eagle Capital Management has the highest percentage of charitable organizations out of all clients.

The amount of regulatory assets under management is $22.08 billion for 2,226 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 3% of the firm’s clients are foreign persons or businesses.

Eagle Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Eagle Capital Management LLC

The company employs 34 people that are either part- or full-time employees. 24 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ravenel Boykin Curry Iii has served as the Chief Investment Officer since 1 Mar 1995. David Burriss Boon joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ravenel Boykin Curry	Managing director	1 Mar 1995	Other	59163
Elizabeth Rivers Curry	Managing director	1 Mar 1995	25% - 50%	4356040
Ravenel Boykin Curry Iii	Chief investment officer	1 Mar 1995	Other	59163
Christopher Gerard Jacob	Managing director	1 Mar 1995	Other	1239554
Richard R. Ong	Managing director	1 May 1997	Other	4356048
Richard Raymond Ong	Managing director	1 May 1997	Other	4356048
Mary A. Kush	Managing director	1 Jun 1998	Other	4356037
Mary Ann Kush	Managing director	1 Jun 1998	Other	4356037
Arthur Moretti	Managing director	1 Jan 1999	Other	1707715
Edward B Meyercord	Managing director	1 Jun 2000	Other	2506181
Terrence Cotter Shea	Managing director	1 Sep 2001	Other	420787
Ravenel Boykin Curry	Managing director	1 Apr 2002	Other	2750133
Ravenel Boykin Curry Iv	Deputy chief investment officer	1 Apr 2002	Other	2750133
Mary A. Kush	Managing director	1 Jan 2003	Other	4356037
Bin Yu	Managing director	1 Jun 2003	Other	4287781
Anthony Ketay Asnes	Managing director	1 Sep 2003	Other	2362968
Terrence Cotter Shea	Chief compliance officer	1 Aug 2004	Other	420787
Manuel John Johnson	Managing director	1 Nov 2005	Other	841245
John Willard Holman	Managing director	1 Jan 2008	Other	5492382
Adrian Vincent Meli	Managing director	1 Oct 2008	Other	4417629
Anne Catherine Maffei	Managing director	1 Jan 2010	Other	2828391
Alec John Henry	Managing director	1 Aug 2010	Other	4725758
Gary Gerhard Mueller	Managing director	1 Oct 2010	Other	5741555
Eagle Employees Ownership Llc	Member	1 Jul 2011	Other	45-2635943
Christopher Hardy Lewis	Chief compliance officer	1 Aug 2011	Other	5649265
James Francis Varley	Managing director	1 Jan 2012	Other	2695436
Stephen Lane De Vore	Chief compliance officer	1 Apr 2013	Other	5720872
Jacquelyn Rebekka Bonner	Chief compliance officer	1 Jan 2014	Other	5065241
Estate Of Elizabeth Rivers Curry	Member	1 Nov 2015	25% - 50%	xxx-xx-xxxx
Mark T Robertson	General counsel and chief compliance officer	1 May 2016	Other	5154855
Mark Terence Robertson	General counsel and chief compliance officer	1 May 2016	Other	5154855
Richard Senter Robie Iii	Chief operating officer	1 Aug 2017	Other	2231477
David Burriss Boon	Chief financial officer	1 Apr 2018	Other	1516660

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ravenel Boykin Curry	Founding member, elected manager	1 Jul 2011	25% - 50%	59163
Elizabeth Rivers Curry	Elected manager	1 Jul 2011	Other	4356040
Mary A. Kush	Elected manager	1 Jul 2011	Other	4356037
Mary Ann Kush	Elected manager	1 Jul 2011	Other	4356037
Ravenel Boykin Curry Iii	Founding member, elected manager	1 Jul 2011	25% - 50%	59163
Ravenel Boykin Curry Iii	Executor	1 Feb 2016	Other	59163

Based in New York

The principal office where Eagle Capital Management LLC performs its advisory services is located at 499 Park Ave, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Lafayette, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-293-4040 or by fax 212-293-4045. The normal business hours are 8:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at eaglecap.com.