Camelot Portfolios, LLC (Maumee)

Name: Camelot Portfolios, LLC
Address: 1700 Woodlands Dr, Maumee, OH, 43537
Telephone: 419-794-0538

Camelot Portfolios, LLC is a large advisory firm based in Maumee. It manages $434.92 million of regulatory assets for 3,773 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, California, Colorado, and 13 other states.

Camelot Portfolios provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, publication of newsletters, educational seminars and workshops, and executive coaching. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Camelot Portfolios: assets under management

The assets under management (AUM) of Camelot Portfolios, LLC is $434.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 721% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $434.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $115.27 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 48% of the total AUM. The second-largest asset type is exchange traded securities, which make up 41% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Camelot Portfolios, LLC for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ryan Deane Zeeb serves?

The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Ryan Deane Zeeb is individuals with 1,874 clients and $243.65 million of assets under management. Among the 11 most similar advisory firms, Camelot Portfolios has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $433.91 million for 2,007 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Camelot Portfolios doesn't advise any private funds.

Careers at Camelot Portfolios, LLC

The company employs 25 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There are 45 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ryan Deane Zeeb has been acting as President since 1 Feb 2013. Matthew Edward Moses joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Darren Thaddaeus Munn	Ceo/managing member	1 Jan 2006	75% - 100%	3100611
Stephen Lawrence Hanley	Portfolio manager / chief operations officer	1 Dec 2009	Other	4647573
Sarah Jane Berndt	Chief investment strategist	1 Dec 2009	Other	1264410
Ruyle Family Irrevocable Trust	Trust	1 Jul 2011	Other	45-6328048
Jennifer L Rogers	Chief compliance officer	1 Jan 2013	Other	4656645
Ryan Deane Zeeb	President	1 Feb 2013	Other	5969856
Ashleigh Cooper Swayze	Chief compliance officer	1 Mar 2016	Other	4632543
Matthew Edward Moses	President	1 Dec 2016	Other	5836241
Matthew E Moses	President	1 Dec 2016	Other	5836241

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Wynkoop	Trustee	1 Jul 2011	Other	6288342

Based in Maumee

The principal office where Camelot Portfolios, LLC performs its advisory services is located at 1700 Woodlands Dr, Maumee, OH 43537, which is also the mailing address of the firm. An additional office of the firm is in Wilmette, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 419-794-0538 or by fax 419-794-0539. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at munnwealth.com/.