The Maier Group, LLC (Pittsford)

Name: The Maier Group, LLC
Address: 15 Fishers Road, Pittsford, NY, 14534
Telephone: 585-586-4230

The Maier Group, LLC is a mid-sized advisory firm based in Pittsford. It manages $44.34 million of regulatory assets for 79 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of New York.

The Maier Group provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and divorce planning and valuations. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Maier Group: assets under management

The assets under management (AUM) of The Maier Group, LLC is $44.34 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 45% of the total AUM. The second-largest asset type is exchange traded securities, which make up 31% of the firm’s portfolio. Investments in other assets form 13% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Maier Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients The Maier Group serves?

The only and largest group of clients of The Maier Group is individuals with 79 clients and $44.34 million of assets under management. Among the 2 most similar advisory firms, The Maier Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $44.34 million for 79 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

The Maier Group doesn't advise any private funds.

Careers at The Maier Group, LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Keith Alfred Maier	Member/chief compliance officer	1 Jun 2000	50% - 75%	1796266
Donna Marie Maier	Member	1 Jun 2000	50% - 75%	4345853

Based in Pittsford

The principal office where The Maier Group, LLC performs its advisory services is located at 15 Fishers Road, Pittsford, NY 14534, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 585-586-4230 or by fax 585-586-3752. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at maiergroupllc.com.