The Prudential Insurance Company Of America (Newark)


The Prudential Insurance Company Of America is a large advisory firm based in Newark. It manages $251.27 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

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The Prudential Insurance Company Of America provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Prudential Insurance Company Of America: assets under management

The assets under management (AUM) of The Prudential Insurance Company Of America is $251.27 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $251.27 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $251.27 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay The Prudential Insurance Company Of America for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Prudential Insurance Company Of America

Gilbert Fran Casellas has been acting as President since 1 Apr 1998. Peter Rupert Lighte joined the executive team most recently as the Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Richard Murry Thomson Director 1 Apr 1976 Other 1539030
Burton Gordon Malkiel Director 1 Apr 1978 Other 1462312
Paul A Volcker Director 1 Jul 1988 Other 1883376
Carolyne Kahle Davis Director 1 Apr 1989 Other 1953728
P Roy (Md) Vagelos Director 1 Apr 1989 Other 1953727
Stanley C Vanness Director 1 Apr 1990 Other 2138175
Stanley Carlton Vanness Director 1 Apr 1990 Other 2138175
Jon Francis Hanson Director 1 Apr 1991 Other 2299691
William Herbert Gray Director 1 Sep 1991 Other 2299690
James Gilbert Cullen Director 1 Apr 1994 Other 4346464
Constance Joan Horner Director 1 Apr 1994 Other 4346494
Joseph Hill Williams Director 1 Apr 1994 Other 4346556
Franklin Ernest Agnew Director 1 Jun 1994 Other 4346449
Frederic Kenneth Becker Director 1 Jun 1994 Other 4346456
Arthur Frederick Ryan Chairman, chief executive officer & director 1 Dec 1994 Other 1367344
Allan Dana Gilmour Director 1 Apr 1995 Other 4346479
Charles Richard Sitter Director 1 Apr 1995 Other 4346510
Donald Lafayette Staheli Director 1 Apr 1995 Other 4346514
James Arlen Unruh Director 1 Apr 1996 Other 4346523
Glen Harold Hiner Director 1 Apr 1997 Other 4346487
Gaynor Nathaniel Kelley Director 1 Apr 1997 Other 4346503
Ida F. Schmertz Director 1 Apr 1997 Other 4346507
Ida Frederika Schaap Schmertz Director 1 Apr 1997 Other 4346507
Richard John Carbone Sr. vice president & chief financial officer 1 Jun 1997 Other 2436076
George C Hanley Senior vice president, compliance 1 Oct 1997 Other 2431266
George Clement Hanley Senior vice president, compliance 1 Oct 1997 Other 2431266
Gilbert Fran Casellas Director 1 Apr 1998 Other 4346460
John Matthew Liftin Senior vice president & general counsel 1 Apr 1998 Other 1447945
Llc Prudential Holdings Parent 1 Dec 2001 75% - 100% 22-3703799
Karl John Krapek Director 1 Jan 2004 Other 4783177
Karl J. Krapek Director 1 Jan 2004 Other 4783177
William Gaston Caperton Director 1 Jun 2004 Other 4840391
Gordon Mason Bethune Director 1 Feb 2005 Other 4911350
Susan Louise Blount Senior vice president & general counsel 1 May 2005 Other 4839252
Christine Poon Director 1 Sep 2006 Other 5213900
Lee Duane Augsburger Senior vice president & chief compliance officer 1 Nov 2006 Other 1657850
Mark Brown Grier Vice chairman & director 1 Jun 2007 Other 2039448
John Robert Strangfeld Chairman, president, chief executive officer & director 1 Jan 2008 Other 1301812
Thomas Jeremiah Baltimore Director 1 Oct 2008 Other 5608747
Martina Hund Mejean Director 1 Oct 2010 Other 4392177
Robert Michael Falzon Executive vice president & chief financial officer 1 Mar 2013 Other 1298213
Susan Louise Blount Executive vice president & general counsel 1 Jun 2013 Other 4839252
Douglas Allen Scovanner Director 1 Nov 2013 Other 6270155
Douglas A. Scovanner Director 1 Nov 2013 Other 6270155
Sandra Pianalto Director 1 Jul 2015 Other 6520530
Timothy Patrick Harris Executive vice president & general counsel 1 Oct 2015 Other 2317083
Peter Rupert Lighte Director 1 Mar 2016 Other 6622948
George Paz Director 1 Mar 2016 Other 6622951
Michael Antonio Todman Director 1 Mar 2016 Other 6622953

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Prudential Financial Sole member 1 Dec 2001 75% - 100% 22-3703799

Based in Newark

The principal office where The Prudential Insurance Company Of America performs its advisory services is located at 751 Broad Street, Newark, NJ 07102 3777, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-802-5617 or by fax 973-802-7454. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at prudential.com.