Retirement Wellness Group LLC (Newport Beach)

Name: Retirement Wellness Group LLC
Address: 1200 Newport Center Drive,, Newport Beach, CA, 92660
Telephone: 949-757-1799

Retirement Wellness Group LLC is a pension cosultant based in Newport Beach. It manages $304.28 million of regulatory assets for 62 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Retirement Wellness Group provides pension consulting services and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Retirement Wellness Group: assets under management

The assets under management (AUM) of Retirement Wellness Group LLC is $304.28 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57.92 million in discretionary accounts and $246.36 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.27 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.83 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 99% of the total AUM. The second-largest asset type is exchange traded securities, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Retirement Wellness Group LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Retirement Wellness Group serves?

The only and largest group of clients of Retirement Wellness Group is pension and profit sharing plans with 62 clients and $304.28 million of assets under management. Among the 8 most similar advisory firms, Retirement Wellness Group has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $304.28 million for 62 clients. None of the firm’s clients are foreign persons or businesses.

Retirement Wellness Group doesn't advise any private funds.

Careers at Retirement Wellness Group LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Phc Inc.	Holding company	1 Jul 2016	50% - 75%	81-3458938
Inc. Cs Capital Management Group	Holding company	1 May 2018	50% - 75%	82-4991490
Schuyler Oda Mann	Cco & managing member	1 Jul 2018	Other	5759566
Justin Michael Dyer	Chief operating officer	1 Aug 2018	Other	5474967

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Daniel Vogelzang	Shareholder & board member	1 May 2018	75% - 100%	2214540
Anne Kim Trinh	Shareholder & board member	1 May 2018	25% - 50%	4590072
David Rickard Penniall	Shareholder & board member	1 Jul 2018	75% - 100%	1088267

Based in Newport Beach

The principal office where Retirement Wellness Group LLC performs its advisory services is located at 1200 Newport Center Drive,, Newport Beach, CA 92660, which is also the mailing address of the firm. An additional office of the firm is in Torrance, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-757-1799 or by fax 949-757-1902. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at retirementwellnessgroup.com.