Ross Financial Management Inc (Moraga)

Ross Financial Management Inc is a large advisory firm based in Moraga. It manages $63.05 million of regulatory assets for 101 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Ross Financial Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ross Financial Management: assets under management

The assets under management (AUM) of Ross Financial Management Inc is $63.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 32% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $63.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $624.21 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ross Financial Management Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ross Financial Management Inc

Dennis Earl Ross has been acting as President since 1 Mar 1983. Lori Ann Vanhart joined the executive team most recently as the Portfolio Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Renee Rae Ross	Vice president	1 Mar 1983	50% - 75%	4373224
Dennis Earl Ross	President	1 Mar 1983	50% - 75%	404967
Lori Ann Vanhart	Portfolio manager	1 Jul 2000	Other	1222472

Based in Moraga

The principal office where Ross Financial Management Inc performs its advisory services is located at 1600 School St #101, Moraga, CA 94556, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.