Voit & Company, LLC (Brookfield)

Name: Voit & Company, LLC
Address: 165 S. Calhoun Road, Brookfield, WI, 53005
Telephone: 262-784-2775

Voit & Company, LLC is a large advisory firm based in Brookfield. It manages $238.61 million of regulatory assets for 199 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Arizona, Florida, Texas, and Wisconsin.

Voit & Company provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Voit & Company: assets under management

The assets under management (AUM) of Voit & Company, LLC is $238.61 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $238.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.2 million each.

Voit & Company has custody of $60.69 million in cash and securities for 80 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 43% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 26% of the firm’s portfolio. Investments in cash and cash equivalents form 18% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Voit & Company, LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Voit & Company serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Voit & Company is high net worth individuals with 75 clients and $164.38 million of assets under management. Among the 11 most similar advisory firms, Voit & Company has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $238.61 million for 199 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Voit & Company also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $50,000 for each fund.

Careers at Voit & Company, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Todd Kevin Voit	Member/chief compliance officer	1 Jul 2000	75% - 100%	1528382

Based in Brookfield

The principal office where Voit & Company, LLC performs its advisory services is located at 165 S. Calhoun Road, Brookfield, WI 53005, which is also the mailing address of the firm. An additional office of the firm is in Bonita Springs, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 262-784-2775 or by fax 262-784-6669. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at voitcompany.com.