Ing Investment Management Co. (New York)

Name: Ing Investment Management Co.
Address: 230 Park Avenue, New York, NY, 10169
Telephone: 212-309-8200

Ing Investment Management Co. is a large advisory firm based in New York. It manages $64.42 billion of regulatory assets for 4,753 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Ing Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ing Investment Management: assets under management

The assets under management (AUM) of Ing Investment Management Co. is $64.42 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $64.42 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.55 million each.

Ing Investment Management has custody of $880.73 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ing Investment Management Co. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ing Investment Management Co.

Robert William Crispin has been acting as President since 1 Feb 2004. Mark Donald Weber joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ing Investment Management Llc	Parent of applicant	1 Mar 2003	75% - 100%	58-2361003
James Scott Fox	Vice chairman	1 Feb 2004	Other	2024359
Jeffrey Todd Becker	Cfo	1 Feb 2004	Other	4447439
Michael Joseph Gioffre	Chief compliance officer	1 Feb 2004	Other	1863705
Robert William Crispin	Chairman	1 Feb 2004	Other	1642909
Gerald Thomas Lins	General counsel	1 Feb 2004	Other	4068642
Iii Fredric Armstrong Nelson	Vice chairman	1 Feb 2004	Other	4619723
Paul Damien Gyra	Executive vice president	1 Feb 2004	Other	4335490
Gregory G Mcgreevey	Executive vice president	1 Feb 2004	Other	2990466
Mark Donald Weber	Executive vice president	1 Feb 2004	Other	4335492
James Howard Kase	Executive vice president	1 Oct 2005	Other	1500986
Arthur John Kalita	Executive vice president	1 Mar 2006	Other	1491028
Shaun Patrick Mathews	Executive vice president	1 Jan 2007	Other	1983947
Kevin P Mcmahon	Executive vice president	1 Jan 2007	Other	4768693
Robert Graham Leary	Chief executive officer	1 Sep 2007	Other	2332562
Eric Herbert Anderson	Executive vice president	1 Oct 2007	Other	1816597
Chetlur Ragavan	Chief risk officer, senior vice president	1 Jul 2008	Other	5902786
Christopher Francis Corapi	Chief investment officer of equities	1 Jan 2009	Other	1496424
Christine Lynn Hurtsellers	Cio of fixed income & proprietary investments	1 Jan 2009	Other	1721671
Dan Lee Wilcox	Chief financial officer	1 Dec 2009	Other	2193567
Jeffrey Todd Becker	Director, chairman and chief executive officer	1 Jan 2010	Other	4447439
Michael Bruce Pytosh	Co-head of u.s. equity platform	1 Jan 2010	Other	4873095
Paul Zemsky	Executive vice president	1 Jan 2010	Other	1918824
Mark Donald Weber	Executive vice president	1 Jan 2012	Other	4335492

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ing Verzekeringen Management Llc	Shareholder	1 Jan 1991	75% - 100%	foreign
Ing Groep N.V.	Sole shareholder	1 Jan 1991	75% - 100%	98-0220475
Ing Verzekeringen N.V.	Shareholder	1 Jan 1991	75% - 100%	foreign
Lion Connecticut Holdings Inc.	Sole member	1 Jan 2001	75% - 100%	02-0488491
Inc. Lion Connecticut Holdings	Sole member	1 Jan 2001	75% - 100%	02-0488491
Ing Americas Insurance Holdings Inc.	Shareholder	1 Jan 2004	75% - 100%	52-1222820
Ing Insurance International Bv	Shareholder	1 Jan 2004	75% - 100%	98-0159264
Ing Insurance International B.V.	Shareholder	1 Jan 2004	75% - 100%	98-0159264
Ing America Insurance Holdings Inc.	Shareholder	1 Jan 2004	75% - 100%	52-1222820
Inc. Ing America Insurance Holdings	Shareholder	1 Jan 2004	75% - 100%	52-1222820
Ing Insurance Topholding N.V.	Shareholder	1 Dec 2011	75% - 100%	foreign

Based in New York

The principal office where Ing Investment Management Co. performs its advisory services is located at 230 Park Avenue, New York, NY 10169, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-309-8200 or by fax 212-808-6134. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.ing-mag.com.