Endex Capital Managment LLC (Merriam)

Name: Endex Capital Managment LLC
Address: 6700 Antioch Road, Merriam, KS, 66204 1497
Telephone: 913-384-2720

Endex Capital Managment LLC is a related adviser based in Merriam. It manages $204.89 thousand of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Kansas.

Endex Capital Managment provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Endex Capital Managment: assets under management

The assets under management (AUM) of Endex Capital Managment LLC is $204.89 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $204.89 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $68.3 thousand each.

Investments

The firm invests in non-exchange traded securities the most. They account for 92% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio. Investments in exchange traded securities form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Endex Capital Managment LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jeffrey Lawrence Hoffman serves?

The firm provides services to individuals and pension and profit sharing plans. The largest group of clients of Jeffrey Lawrence Hoffman is individuals with 1 clients and $104.35 thousand of assets under management. Among the 2 most similar advisory firms, Endex Capital Managment has the lowest percentage of individuals out of all clients.

The amount of regulatory assets under management is $204.89 thousand for 2 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Endex Capital Managment doesn't advise any private funds.

Careers at Endex Capital Managment LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jeffrey Lawrence Hoffman has been acting as President since 1 Jan 1997. Robert Frank Marchesi has served as the Chief Investment Officer since 1 Jan 1997. Adam J Strumpf joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Julie Anne Marchesi	Manager/member	1 Jan 1997	25% - 50%	4379315
Christine Anne Rudicile	Manager/member	1 Jan 1997	Other	4379323
Timothy John Marchesi	Manager/member/principal	1 Jan 1997	25% - 50%	3241095
Christine Marchesi Rudicile	Manager/member	1 Jan 1997	Other	4379323
Jeffrey Lawrence Hoffman	President/ceo/manager/member	1 Jan 1997	Other	4379285
Robert Frank Marchesi	Chief investment officer	1 Jan 1997	Other	2346628
Grefory Lawrence Shellard	Chief operating officer	1 Jan 1997	Other	4379308
Julie Ann Marchesi	Manager/member	1 Jan 1997	25% - 50%	4379315
Mark Joseph Donaldson	Chief compliance officer	1 Jan 1997	Other	2346627
Timothy John Marchesi	Manager/member/principal	1 Jan 2002	25% - 50%	3241095
Stephen D Farrell	Cco	1 Sep 2005	Other	2600322
Scott Charles Johnson	Chief compliance officer	1 Dec 2008	Other	2976687
Adam J Strumpf	Chief compliance officer	1 May 2011	Other	4529457

Based in Merriam

The principal office where Endex Capital Managment LLC performs its advisory services is located at 6700 Antioch Road, Merriam, KS 66204 1497, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-384-2720. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at endexcapital.com.