A.G. Bisset Associates, LLC (Norwalk)

Name: A.G. Bisset Associates, LLC
Address: 40 Richards Avenue, Norwalk, CT, 06854 2319
Telephone: 203-866-3540

A.G. Bisset Associates, LLC is a large advisory firm based in Norwalk. It manages $581.22 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Connecticut.

A.G. Bisset Associates provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, publication of newsletters, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

A.G. Bisset Associates: assets under management

The assets under management (AUM) of A.G. Bisset Associates, LLC is $581.22 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -71% since the beginning of its operation, and $466.68 million of the total AUM is attributable to clients outside of the United States.

The firm manages $581.22 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $52.84 million each.

Investments

The firm invests in derivatives the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay A.G. Bisset Associates, LLC for their services and products based on a percentage of assets under management, subscription fees, and performance-based fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at A.G. Bisset Associates, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Seth Devore Strickland has been acting as President since 1 Jul 2015. Uto Shinohara has served as the Chief Investment Officer since 1 Oct 2011. Kristina Isabella Hill joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ulf Johan Lindahl	Chief compliance officer, managing member	1 May 2011	25% - 50%	4390661
Alfred George Bisset	Member	1 Oct 2011	Other	22204
Laraine Ellen Mehr Turlis	Member	1 Oct 2011	Other	5766661
Cristoforo Rocco Di Torrepadula	Member	1 Oct 2011	25% - 50%	5982706
Uto Shinohara	Chief investment officer	1 Oct 2011	Other	2609500
Laura Jean Klipp	Managing director	1 Oct 2011	Other	1710050
Michael Francis Hoben	Elected manager	1 Oct 2011	Other	4342600
William Twaddle Maitland	Manager	1 Jul 2014	Other	1089983
Seth Devore Strickland	Director	1 Jul 2015	Other	438428
Alfred G. Bisset Estate	Owner	1 Dec 2018	Other	83-6553573
Kristina Isabella Hill	Member	1 Aug 2019	Other	7177132

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
John E Bisset	Executor	1 Dec 2018	Other	6063614

Based in Norwalk

The principal office where A.G. Bisset Associates, LLC performs its advisory services is located at 40 Richards Avenue, Norwalk, CT 06854 2319, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-866-3540 or by fax 203-866-0439. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at agbisset.com.