Dolan Mceniry Capital Management LLC (Chicago)

Name: Dolan Mceniry Capital Management LLC
Address: 120 North Lasalle Street, Suite 1510, Chicago, IL, 60602 2457
Telephone: 312-345-4800

Dolan Mceniry Capital Management LLC is a large advisory firm based in Chicago. It manages $6.18 billion of regulatory assets for 2,143 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Dolan Mceniry Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dolan Mceniry Capital Management: assets under management

The assets under management (AUM) of Dolan Mceniry Capital Management LLC is $6.18 billion. The firm's AUM has grown by 816% since the beginning of its operation, and $1 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $6.17 billion in discretionary accounts and $7.95 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.9 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $568.2 thousand.

Investments

The firm invests in investment grade corporate bonds the most. They account for 65% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 33% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Dolan Mceniry Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dolan Mceniry Capital Management serves?

The firm provides services to investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Dolan Mceniry Capital Management is state or municipal government entities with 5 clients and $1.14 billion of assets under management. Among the 7 most similar advisory firms, Dolan Mceniry Capital Management has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $2.86 billion for 110 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 16% of the firm’s clients are foreign persons or businesses.

Dolan Mceniry Capital Management also advises several private funds.

Careers at Dolan Mceniry Capital Management LLC

The company employs 17 people that are either part- or full-time employees. 65 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel David Dolan	Managing member	1 Aug 1997	50% - 75%	1748752
Roger Scott Mceniry	Managing member	1 Jan 2003	50% - 75%	4640602
Roger S Mceniry	Partner	1 Jan 2003	50% - 75%	4640602
Jason Michael Scheffler	Chief compliance officer	1 May 2011	Other	6038372
Im Square Holding 2 Llc	Member	1 Nov 2016	25% - 50%	81-4144975

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Credit Agricole Sa	Bank holding company	1 Nov 1978	75% - 100%	00-0000000
Sas Rue De La Boetie	Holding company	1 Nov 2001	50% - 75%	00-0000000
Amundi Sa	Holding company	1 Dec 2010	75% - 100%	00-0000000
Eurazeo Sa	Parent	1 Apr 2014	75% - 100%	00-0000000
Legendre Holding 36	Holding company	1 Jun 2015	25% - 50%	00-0000000
Amundi Ventures	Holding company	1 Jun 2015	25% - 50%	00-0000000
Im Square Sas	Parent	1 Nov 2016	75% - 100%	98-1277295

Based in Chicago

The principal office where Dolan Mceniry Capital Management LLC performs its advisory services is located at 120 North Lasalle Street, Suite 1510, Chicago, IL 60602 2457, which is also the mailing address of the firm. An additional office of the firm is in Lake Forest, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-345-4800 or by fax 312-345-4810. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at dolanmceniry.com.